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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLM icon
51
Martin Marietta Materials
MLM
$32.6B
$9.16M 0.81%
41,359
+380
+0.9% +$78.1K
PNC.PRP
52
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$8.54M 0.76%
312,977
-25,150
-7% -$697K
AGN
53
DELISTED
Allergan plc
AGN
$8.53M 0.76%
40,628
-6,912
-15% -$1.43M
PRU icon
54
Prudential Financial
PRU
$42.4B
$8.21M 0.73%
78,925
+66,572
+539% +$6.31M
SPGI icon
55
S&P Global
SPGI
$123B
$8.13M 0.72%
75,558
-13,979
-16% -$1.67M
VRSN icon
56
VeriSign
VRSN
$26.9B
$7.8M 0.69%
102,555
-28,503
-22% -$2.25M
CERN
57
DELISTED
Cerner Corp
CERN
$7.79M 0.69%
164,353
-22,725
-12% -$1.21M
VMC icon
58
Vulcan Materials
VMC
$36.7B
$7.77M 0.69%
62,051
-6,770
-10% -$819K
DRUA
59
DELISTED
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$7.36M 0.65%
331,423
+75,193
+29% +$1.75M
LW icon
60
Lamb Weston
LW
$7.19B
$6.78M 0.6%
+178,995
New +$6.1M
KIM.PRI.CL
61
DELISTED
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
$6.59M 0.58%
270,703
-20,800
-7% -$523K
CBRE icon
62
CBRE Group
CBRE
$43.3B
$6.23M 0.55%
197,922
-83,106
-30% -$2.41M
MAS icon
63
Masco
MAS
$14.9B
$5.89M 0.52%
186,430
-74,275
-28% -$2.38M
COF.PRD.CL
64
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
$5.84M 0.52%
224,803
-24,575
-10% -$662K
CVX icon
65
Chevron
CVX
$376B
$5.81M 0.52%
49,358
+19,111
+63% +$2.08M
CTX.CL
66
DELISTED
Qwest Corporation
CTX.CL
$5.8M 0.51%
234,906
-25,250
-10% -$637K
PFE icon
67
Pfizer
PFE
$142B
$5.76M 0.51%
186,936
-1,004,569
-84% -$30.7M
PBI.PRB icon
68
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$348M
$5.44M 0.48%
212,575
-17,250
-8% -$448K
DLR.PRH.CL
69
DELISTED
Digital Realty Trust, Inc.
DLR.PRH.CL
$5.16M 0.46%
190,050
-23,475
-11% -$638K
SCHW.PRB.CL
70
DELISTED
The Charles Schwab Corporation
SCHW.PRB.CL
$4.81M 0.43%
190,425
-20,475
-10% -$527K
MCO icon
71
Moody's
MCO
$83.9B
$4.8M 0.43%
50,927
-46,891
-48% -$4.73M
FITB
72
Fifth Third Bancorp
FITB
$51.9B
$4.76M 0.42%
+176,474
New +$4.23M
CTRA
73
DELISTED
Coterra Energy
CTRA
$4.67M 0.41%
199,806
+38,516
+24% +$866K
RZA
74
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$4.31M 0.38%
159,678
-8,275
-5% -$230K
FITB.PRI
75
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$461M
$4.3M 0.38%
157,964
+5,275
+3% +$150K
1 2
3
4 5

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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.