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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+7.92%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
-$18.2M
Cap. Flow
-$85.2M
Cap. Flow %
-5.59%
Top 10 Hldgs %
30.17%
Holding
245
New
21
Increased
60
Reduced
98
Closed
23

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$48.7M
2
DD
Du Pont De Nemours E I
DD
+$36.8M
3
DIS icon
Walt Disney
DIS
+$27.6M
4
AMZN icon
Amazon
AMZN
+$25.3M
5
NVO
Novo Nordisk
NVO
+$22.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$43.8M
2
DNKN
Dunkin' Brands Group, Inc.
DNKN
+$32.1M
3
LYB icon
LyondellBasell Industries
LYB
+$29.2M
4
BIIB icon
Biogen
BIIB
+$24.1M
5
KMI icon
Kinder Morgan
KMI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 16.64%
2 Industrials 15.3%
3 Healthcare 14.19%
4 Consumer Discretionary 11.29%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRQ
51
DELISTED
Wells Fargo & Co.
WFC.PRQ
$6.67M 0.44%
255,408
+28,246
+12% +$727K
PNC.PRP
52
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$6.48M 0.43%
227,059
+15,146
+7% +$423K
ALL.PRE.CL
53
DELISTED
Allstate Corporation Depositary Shares
ALL.PRE.CL
$5.86M 0.38%
211,213
+26,075
+14% +$712K
KIM.PRI.CL
54
DELISTED
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
$5.84M 0.38%
225,428
+2,220
+1% +$57.1K
GE icon
55
GE Aerospace
GE
$391B
$5.08M 0.33%
34,005
+1,478
+5% +$210K
LLY icon
56
Eli Lilly
LLY
$995B
$4.74M 0.31%
56,238
+7,994
+17% +$663K
CTX.CL
57
DELISTED
Qwest Corporation
CTX.CL
$4.68M 0.31%
182,356
+17,747
+11% +$461K
JPM.PRF.CL
58
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$4.67M 0.31%
179,000
+27,100
+18% +$692K
JNJ icon
59
Johnson & Johnson
JNJ
$613B
$4.63M 0.3%
45,096
-277
-0.6% -$27.9K
NEE.PRG.CL
60
DELISTED
Nextera Energy Capital Holdings
NEE.PRG.CL
$4.46M 0.29%
174,427
-919
-0.5% -$23.5K
RTN
61
DELISTED
Raytheon Company
RTN
$4.11M 0.27%
32,963
-265
-0.8% -$31.9K
AEH.CL
62
DELISTED
Aegon NV 6.375% Perpetual Capital Securities Called for Redemption
AEH.CL
$4.07M 0.27%
157,738
-5,550
-3% -$142K
PBI.PRB icon
63
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$346M
$4.02M 0.26%
149,175
+3,450
+2% +$92.7K
RZA
64
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$3.88M 0.25%
133,788
-1,775
-1% -$50.4K
SOJA
65
DELISTED
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$3.82M 0.25%
+141,950
New +$3.72M
DFS.PRB.CL
66
DELISTED
Discover Financial Services
DFS.PRB.CL
$3.68M 0.24%
139,316
+4,655
+3% +$122K
CTRA
67
DELISTED
Coterra Energy
CTRA
$3.63M 0.24%
204,980
-33,240
-14% -$667K
SRE icon
68
Sempra
SRE
$57.3B
$3.15M 0.21%
67,020
-309,194
-82% -$15.3M
BFAM icon
69
Bright Horizons
BFAM
$3.98B
$3.08M 0.2%
46,040
+10,539
+30% +$681K
MSFT icon
70
Microsoft
MSFT
$3.66T
$3.07M 0.2%
55,381
-22,770
-29% -$1.2M
PSA.PRQ
71
DELISTED
PUBLIC STORAGE DEPOSITARY SHS REPSTG 1/1000TH PFD SHS
PSA.PRQ
$3.04M 0.2%
119,833
+7,892
+7% +$202K
PSA.PRR
72
DELISTED
PUBLIC STORAGE DEPOSITORY SH REPSTG 1/1000TH PFD SER R
PSA.PRR
$3.02M 0.2%
116,411
-2,500
-2% -$64.7K
CTQ.CL
73
DELISTED
QWEST CORP 7.375% NOTES DUE 2051 (CO)
CTQ.CL
$2.97M 0.19%
116,703
-2,025
-2% -$51.8K
SCHW.PRB.CL
74
DELISTED
The Charles Schwab Corporation
SCHW.PRB.CL
$2.87M 0.19%
107,200
+16,475
+18% +$427K
PG icon
75
Procter & Gamble
PG
$345B
$2.79M 0.18%
35,133
-845
-2% -$64.6K
1 2
3
4 5

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Roosevelt Investment Group's Q4 2015 Portfolio in Review

As of Q4 2015, Roosevelt Investment Group held 245 positions worth $1.52B, down 1.2% from $1.54B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group withdrew a net $85.2M in Q4 2015, closing 23 positions and reducing 98 holdings. Its most notable exit was Dunkin' Brands Group, Inc., an estimated $32.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 17% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Alphabet (Google) Class A worth $51.1M.

  • Roosevelt Investment Group's largest Q4 2015 buy was Alphabet (Google) Class A: 1,314,640 shares worth $51.1M.
  • Roosevelt Investment Group added most to Walt Disney in Q4 2015, an estimated $27.6M increase.
  • Roosevelt Investment Group's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $43.8M.
  • Roosevelt Investment Group fully exited Dunkin' Brands Group, Inc. in Q4 2015, selling an estimated $32.1M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $1.52B portfolio in Q4 2015.
  • Roosevelt Investment Group opened 21 new positions and closed 23 in Q4 2015.
  • Roosevelt Investment Group's portfolio value fell 1.2% quarter-over-quarter to $1.52B.

Based on Roosevelt Investment Group's 13F filing for Q4 2015, filed 11 Feb 2016.