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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
-$470M
Cap. Flow
-$530M
Cap. Flow %
-28.23%
Top 10 Hldgs %
31.98%
Holding
240
New
14
Increased
40
Reduced
112
Closed
14

Top Buys

Rank Stock Value
1
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$36.8M
2
MTUS icon
Metallus
MTUS
+$22.3M
3
SHW icon
Sherwin-Williams
SHW
+$21.2M
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$15M
5
DD
Du Pont De Nemours E I
DD
+$14.9M

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$57.3M
2
ETN icon
Eaton
ETN
+$54.6M
3
MS icon
Morgan Stanley
MS
+$34.6M
4
BIIB icon
Biogen
BIIB
+$33.2M
5
RTN
Raytheon Company
RTN
+$27.6M

Sector Composition

Rank Sector Weight
1 Financials 18.44%
2 Healthcare 17.26%
3 Energy 13.37%
4 Technology 11.28%
5 Industrials 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
51
McDonald's
MCD
$190B
$7.64M 0.41%
80,582
-11,143
-12% -$1.06M
ANN
52
DELISTED
ANN INC
ANN
$7.3M 0.39%
+177,458
New +$7.01M
TYC
53
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$6.48M 0.35%
138,902
+22,783
+20% +$1.06M
ROST icon
54
Ross Stores
ROST
$80.7B
$5.9M 0.31%
156,218
+34,194
+28% +$1.19M
ODFL icon
55
Old Dominion Freight Line
ODFL
$45.3B
$5.56M 0.3%
236,178
+107,487
+84% +$2.37M
VNO.PRJ
56
DELISTED
VORNADO RLTY TR PFD 6.875% CUMULATIVE RED SER J % (MD)
VNO.PRJ
$5.5M 0.29%
207,917
-11,865
-5% -$313K
AET
57
DELISTED
Aetna Inc
AET
$5.46M 0.29%
67,425
– –
JNJ icon
58
Johnson & Johnson
JNJ
$612B
$5.05M 0.27%
47,400
-1,377
-3% -$143K
SWJ.CL
59
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
$5.04M 0.27%
203,995
-7,390
-3% -$183K
KIM.PRI.CL
60
DELISTED
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
$4.56M 0.24%
182,933
-26,972
-13% -$677K
GE icon
61
GE Aerospace
GE
$392B
$4.25M 0.23%
34,593
-50,218
-59% -$6.26M
DTT.CL
62
DELISTED
DEUTSCHE BANK CAP FDG TR IX GUARANTEED TRUST PFD SECS (DE)
DTT.CL
$3.97M 0.21%
156,355
-715
-0.5% -$18.2K
PNC.PRP
63
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$3.94M 0.21%
144,134
-30,931
-18% -$846K
RZA
64
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$3.92M 0.21%
142,554
-27,556
-16% -$750K
NEE.PRG.CL
65
DELISTED
Nextera Energy Capital Holdings
NEE.PRG.CL
$3.78M 0.2%
156,588
-18,423
-11% -$447K
PSA.PRR
66
DELISTED
PUBLIC STORAGE DEPOSITORY SH REPSTG 1/1000TH PFD SER R
PSA.PRR
$3.63M 0.19%
141,486
-11,648
-8% -$300K
AEH.CL
67
DELISTED
Aegon NV 6.375% Perpetual Capital Securities Called for Redemption
AEH.CL
$3.61M 0.19%
142,024
-12,475
-8% -$318K
BMY icon
68
Bristol-Myers Squibb
BMY
$135B
$3.54M 0.19%
69,247
-285
-0.4% -$14.2K
JPM icon
69
JPMorgan Chase
JPM
$956B
$3.45M 0.18%
57,242
+3,949
+7% +$231K
OXY icon
70
Occidental Petroleum
OXY
$54.7B
$3.43M 0.18%
+37,259
New +$3.57M
CTQ.CL
71
DELISTED
QWEST CORP 7.375% NOTES DUE 2051 (CO)
CTQ.CL
$3.28M 0.17%
125,928
-13,498
-10% -$354K
MU icon
72
Micron Technology
MU
$1.01T
$3.26M 0.17%
+95,187
New +$3.08M
DFS.PRB.CL
73
DELISTED
Discover Financial Services
DFS.PRB.CL
$3.22M 0.17%
127,581
+2,110
+2% +$53.5K
LMT icon
74
Lockheed Martin
LMT
$137B
$3.2M 0.17%
17,511
+5
+0% +$851
BFH icon
75
Bread Financial
BFH
$4.56B
$3.13M 0.17%
15,807
+8,053
+104% +$1.69M
1 2
3
4 5

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Roosevelt Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Roosevelt Investment Group held 240 positions worth $1.88B, down 20% from $2.35B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $530M in Q3 2014, closing 14 positions and reducing 112 holdings. Its most notable exit was Cognizant, an estimated $57.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Roosevelt Investment Group opened a new position in MALLINCKRODT PUBLIC LIMITED COMPANY worth $42.4M.

  • Roosevelt Investment Group's largest Q3 2014 buy was MALLINCKRODT PUBLIC LIMITED COMPANY: 470,392 shares worth $42.4M.
  • Roosevelt Investment Group added most to Alcoa in Q3 2014, an estimated $9.65M increase.
  • Roosevelt Investment Group's biggest Q3 2014 reduction was Eaton, cutting an estimated $54.6M.
  • Roosevelt Investment Group fully exited Cognizant in Q3 2014, selling an estimated $57.3M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $1.88B portfolio in Q3 2014.
  • Roosevelt Investment Group opened 14 new positions and closed 14 in Q3 2014.
  • Roosevelt Investment Group's portfolio value fell 20% quarter-over-quarter to $1.88B.

Based on Roosevelt Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.