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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.21B
AUM Growth
-$36.4M
Cap. Flow
-$213M
Cap. Flow %
-9.62%
Top 10 Hldgs %
31.69%
Holding
288
New
21
Increased
80
Reduced
99
Closed
27

Top Buys

Rank Stock Value
1
INCY icon
Incyte
INCY
+$20.7M
2
SSYS icon
Stratasys
SSYS
+$18.4M
3
V icon
Visa
V
+$16.2M
4
CIT
CIT Group Inc.
CIT
+$12.9M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$8.41M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$38M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$30.6M
3
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$28.5M
4
ADM icon
Archer Daniels Midland
ADM
+$28.1M
5
AIG icon
American International
AIG
+$27M

Sector Composition

Rank Sector Weight
1 Financials 21.22%
2 Industrials 18.57%
3 Healthcare 15.06%
4 Technology 11.35%
5 Energy 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
51
Philip Morris
PM
$297B
$7.88M 0.36%
90,413
-2,574
-3% -$225K
BRK.B icon
52
Berkshire Hathaway Class B
BRK.B
$1.1T
$7.35M 0.33%
61,985
+3,489
+6% +$403K
WPRT
53
Westport Fuel Systems
WPRT
$33.5M
$7.09M 0.32%
36,178
-3,066
-8% -$680K
CTRA
54
DELISTED
Coterra Energy
CTRA
$6.76M 0.31%
174,366
+6,197
+4% +$221K
EWJ icon
55
iShares MSCI Japan ETF
EWJ
$22B
$6.24M 0.28%
129,831
+80
+0.1% +$3.81K
NOV icon
56
NOV
NOV
$6.93B
$5.07M 0.23%
70,663
+665
+1% +$48.4K
AET
57
DELISTED
Aetna Inc
AET
$4.89M 0.22%
71,357
– –
SPY icon
58
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$4.89M 0.22%
26,453
+24,188
+1,068% +$4.28M
ROST icon
59
Ross Stores
ROST
$80.5B
$4.72M 0.21%
125,904
+102,584
+440% +$3.85M
EWU icon
60
iShares MSCI United Kingdom ETF
EWU
$4.13B
$4.7M 0.21%
116,578
-14,226
-11% -$573K
JNJ icon
61
Johnson & Johnson
JNJ
$618B
$4.49M 0.2%
49,054
-238
-0.5% -$21.9K
IBM icon
62
IBM
IBM
$211B
$4.12M 0.19%
22,993
-45,805
-67% -$7.9M
VNO.PRJ
63
DELISTED
VORNADO RLTY TR PFD 6.875% CUMULATIVE RED SER J % (MD)
VNO.PRJ
$4.08M 0.18%
169,770
+73,300
+76% +$1.81M
DTT.CL
64
DELISTED
DEUTSCHE BANK CAP FDG TR IX GUARANTEED TRUST PFD SECS (DE)
DTT.CL
$3.99M 0.18%
160,370
-3,985
-2% -$99.1K
TYC
65
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$3.85M 0.17%
89,497
-101,372
-53% -$3.94M
SWJ.CL
66
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
$3.83M 0.17%
178,915
-37,285
-17% -$821K
EPOL icon
67
iShares MSCI Poland ETF
EPOL
$734M
$3.69M 0.17%
127,412
-30,403
-19% -$928K
USB.PRN.CL
68
DELISTED
U.S. Bancorp
USB.PRN.CL
$3.62M 0.16%
132,315
+16,790
+15% +$457K
MSFT icon
69
Microsoft
MSFT
$3.45T
$3.41M 0.15%
91,264
+1,797
+2% +$65.3K
PSA.PRR
70
DELISTED
PUBLIC STORAGE DEPOSITORY SH REPSTG 1/1000TH PFD SER R
PSA.PRR
$3.26M 0.15%
139,565
+40,065
+40% +$957K
KMI icon
71
Kinder Morgan
KMI
$71.7B
$3.22M 0.15%
89,470
-2,267
-2% -$79.4K
HES
72
DELISTED
Hess
HES
$3.21M 0.15%
38,690
+3,253
+9% +$264K
PCL
73
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$3.19M 0.14%
68,690
-53,846
-44% -$2.46M
JPM icon
74
JPMorgan Chase
JPM
$935B
$3.15M 0.14%
53,871
+12,104
+29% +$663K
EWQ icon
75
iShares MSCI France ETF
EWQ
$338M
$3.15M 0.14%
114,315
+6,356
+6% +$175K
1 2
3
4 5

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Roosevelt Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Roosevelt Investment Group held 288 positions worth $2.21B, down 1.6% from $2.25B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $213M in Q4 2013, closing 27 positions and reducing 99 holdings. Its most notable exit was Nordstrom, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Incyte worth $24.1M.

  • Roosevelt Investment Group's largest Q4 2013 buy was Incyte: 475,434 shares worth $24.1M.
  • Roosevelt Investment Group added most to Stratasys in Q4 2013, an estimated $18.4M increase.
  • Roosevelt Investment Group's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $38M.
  • Roosevelt Investment Group fully exited Nordstrom in Q4 2013, selling an estimated $23.4M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $2.21B portfolio in Q4 2013.
  • Roosevelt Investment Group opened 21 new positions and closed 27 in Q4 2013.
  • Roosevelt Investment Group's portfolio value fell 1.6% quarter-over-quarter to $2.21B.

Based on Roosevelt Investment Group's 13F filing for Q4 2013, filed 6 Feb 2014.