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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+6.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$5.15M
Cap. Flow
-$48.5M
Cap. Flow %
-4.45%
Top 10 Hldgs %
24.74%
Holding
192
New
9
Increased
48
Reduced
83
Closed
13

Top Buys

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$12.9M
2
TBB
AT&T 5.350% Global Notes due 2066
TBB
+$8.49M
3
MSFT icon
Microsoft
MSFT
+$7.95M
4
NEE icon
NextEra Energy
NEE
+$2.99M
5
PFE icon
Pfizer
PFE
+$2.45M

Top Sells

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$11.9M
2
NWL icon
Newell Brands
NWL
+$11.5M
3
AXP icon
American Express
AXP
+$6.94M
4
URI icon
United Rentals
URI
+$6.01M
5
CTX.CL
Qwest Corporation
CTX.CL
+$5.11M

Sector Composition

Rank Sector Weight
1 Financials 16.78%
2 Industrials 12.62%
3 Technology 9.36%
4 Consumer Discretionary 8.49%
5 Healthcare 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKTX icon
26
MarketAxess Holdings
MKTX
$5.71B
$16.2M 1.48%
80,101
-2,447
-3% -$462K
USB icon
27
US Bancorp
USB
$98.2B
$16.1M 1.47%
333,570
-2,088
-0.6% -$112K
IEFA icon
28
iShares Core MSCI EAFE ETF
IEFA
$190B
$15.1M 1.38%
227,735
-6,763
-3% -$441K
CCI icon
29
Crown Castle
CCI
$33.3B
$14.8M 1.35%
149,121
+1,928
+1% +$208K
ROST icon
30
Ross Stores
ROST
$80.5B
$14.6M 1.34%
182,235
+2,134
+1% +$149K
LVS icon
31
Las Vegas Sands
LVS
$31.7B
$14.5M 1.33%
208,910
-3,891
-2% -$260K
WFC.PRQ
32
DELISTED
Wells Fargo & Co.
WFC.PRQ
$14.2M 1.3%
524,685
-21,689
-4% -$591K
MA icon
33
Mastercard
MA
$506B
$13.3M 1.22%
87,599
-818
-0.9% -$122K
EOG icon
34
EOG Resources
EOG
$79.2B
$13M 1.19%
120,661
+1,475
+1% +$149K
PRU icon
35
Prudential Financial
PRU
$42.4B
$12.9M 1.18%
111,987
+962
+0.9% +$108K
DRUA
36
DELISTED
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$12.5M 1.15%
488,925
+3,857
+0.8% +$98.3K
JPM icon
37
JPMorgan Chase
JPM
$935B
$11.8M 1.08%
110,511
+7,462
+7% +$756K
APTV icon
38
Aptiv
APTV
$12B
$11.5M 1.06%
+135,659
New +$12.9M
V icon
39
Visa
V
$684B
$11.3M 1.04%
98,993
-5,255
-5% -$580K
PLD icon
40
Prologis
PLD
$135B
$11.2M 1.03%
174,329
-2,862
-2% -$187K
MLM icon
41
Martin Marietta Materials
MLM
$31.5B
$11.2M 1.03%
50,818
-1,430
-3% -$299K
XLV icon
42
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$10.7M 0.98%
128,873
-2,254
-2% -$186K
SOJA
43
DELISTED
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.3M 0.95%
381,948
-13,822
-3% -$373K
LRCX icon
44
Lam Research
LRCX
$367B
$10.2M 0.94%
555,400
-66,920
-11% -$1.31M
KHC icon
45
Kraft Heinz
KHC
$30.7B
$9.79M 0.9%
125,967
-4,350
-3% -$342K
TMK.PRC
46
DELISTED
Torchmark Corporation
TMK.PRC
$8.65M 0.79%
323,210
-14,403
-4% -$389K
TBB
47
AT&T 5.350% Global Notes due 2066
TBB
$1.05B
$8.56M 0.79%
+328,110
New +$8.49M
ALL.PRE.CL
48
DELISTED
Allstate Corporation Depositary Shares
ALL.PRE.CL
$8.14M 0.75%
310,069
-11,344
-4% -$303K
IEMG icon
49
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$7.84M 0.72%
137,849
-6,538
-5% -$365K
SCHW.PRD
50
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$722M
$7.83M 0.72%
290,056
+23,363
+9% +$636K
1
2
3 4 5

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Roosevelt Investment Group's Q4 2017 Portfolio in Review

As of Q4 2017, Roosevelt Investment Group held 192 positions worth $1.09B, up 0.47% from $1.09B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Roosevelt Investment Group withdrew a net $48.5M in Q4 2017, closing 13 positions and reducing 83 holdings. Its most notable exit was Newell Brands, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Aptiv worth $11.5M.

  • Roosevelt Investment Group's largest Q4 2017 buy was Aptiv: 135,659 shares worth $11.5M.
  • Roosevelt Investment Group added most to Microsoft in Q4 2017, an estimated $7.95M increase.
  • Roosevelt Investment Group's biggest Q4 2017 reduction was Edwards Lifesciences, cutting an estimated $11.9M.
  • Roosevelt Investment Group fully exited Newell Brands in Q4 2017, selling an estimated $11.5M.
  • Roosevelt Investment Group's ten largest holdings make up 25% of its $1.09B portfolio in Q4 2017.
  • Roosevelt Investment Group opened 9 new positions and closed 13 in Q4 2017.
  • Roosevelt Investment Group's portfolio value rose 0.47% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q4 2017, filed 8 Feb 2018.