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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
26
Crown Castle
CCI
$33.5B
$14.2M 1.26%
163,936
-13,432
-8% -$1.18M
V icon
27
Visa
V
$683B
$14.1M 1.25%
180,669
-86,990
-33% -$6.99M
VFH icon
28
Vanguard Financials ETF
VFH
$13.6B
$13.8M 1.23%
+233,114
New +$12.7M
EW icon
29
Edwards Lifesciences
EW
$51.1B
$13.8M 1.22%
440,523
+354,033
+409% +$11.5M
QCOM icon
30
Qualcomm
QCOM
$159B
$13.5M 1.2%
207,219
-42,141
-17% -$2.83M
URI icon
31
United Rentals
URI
$69.5B
$13.1M 1.16%
124,125
-98,592
-44% -$8.97M
ROST icon
32
Ross Stores
ROST
$81.1B
$12.6M 1.12%
192,019
+25,993
+16% +$1.7M
PLD icon
33
Prologis
PLD
$135B
$12.5M 1.11%
236,559
-50,329
-18% -$2.56M
FFIV icon
34
F5
FFIV
$23.1B
$12.4M 1.1%
85,467
+5,705
+7% +$773K
MA icon
35
Mastercard
MA
$500B
$11.7M 1.03%
112,973
+18,879
+20% +$1.95M
MMM icon
36
3M
MMM
$91.4B
$11.4M 1.01%
76,147
-7,208
-9% -$1.04M
CXO
37
DELISTED
CONCHO RESOURCES INC.
CXO
$11M 0.98%
83,176
-11,589
-12% -$1.58M
HES
38
DELISTED
Hess
HES
$11M 0.98%
176,667
-37,030
-17% -$2.02M
EBAYL
39
DELISTED
eBay Inc. 6.0% Notes Due 2056
EBAYL
$10.9M 0.96%
418,835
+77,950
+23% +$2.02M
JPM.PRF.CL
40
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$10.8M 0.96%
427,620
-11,450
-3% -$299K
AYI icon
41
Acuity Brands
AYI
$10B
$10.5M 0.93%
45,602
+23,263
+104% +$5.65M
SOJA
42
DELISTED
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.5M 0.93%
401,193
+11,530
+3% +$304K
BFAM icon
43
Bright Horizons
BFAM
$4.01B
$9.99M 0.89%
142,729
-66,193
-32% -$4.51M
ALLE icon
44
Allegion
ALLE
$13.7B
$9.73M 0.86%
151,963
-88,359
-37% -$5.85M
ALL.PRE.CL
45
DELISTED
Allstate Corporation Depositary Shares
ALL.PRE.CL
$9.69M 0.86%
374,549
-28,950
-7% -$769K
TMK.PRC
46
DELISTED
Torchmark Corporation
TMK.PRC
$9.46M 0.84%
374,878
+33,753
+10% +$880K
EOG icon
47
EOG Resources
EOG
$77.6B
$9.43M 0.84%
93,300
-20,423
-18% -$1.99M
DD icon
48
DuPont de Nemours
DD
$19.1B
$9.43M 0.84%
+65,091
New +$9.06M
CMA
49
DELISTED
Comerica
CMA
$9.36M 0.83%
+137,350
New +$8.05M
BMY icon
50
Bristol-Myers Squibb
BMY
$134B
$9.34M 0.83%
159,824
-30,723
-16% -$1.68M
1
2
3 4 5

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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.