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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
-$23.8M
Cap. Flow
-$62.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
25.95%
Holding
218
New
16
Increased
52
Reduced
98
Closed
27

Top Buys

Rank Stock Value
1
MKTX icon
MarketAxess Holdings
MKTX
+$15.8M
2
MMM icon
3M
MMM
+$12M
3
KHC icon
Kraft Heinz
KHC
+$11.7M
4
URI icon
United Rentals
URI
+$10.9M
5
SPGI icon
S&P Global
SPGI
+$10.8M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$26.3M
2
SHW icon
Sherwin-Williams
SHW
+$17.5M
3
HD icon
Home Depot
HD
+$16.2M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$16M
5
DRI icon
Darden Restaurants
DRI
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 15.55%
2 Industrials 14.19%
3 Technology 8.44%
4 Consumer Discretionary 8.06%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLE icon
26
Allegion
ALLE
$13.7B
$16.6M 1.31%
240,322
-41,969
-15% -$2.96M
DIS icon
27
Walt Disney
DIS
$170B
$15.9M 1.25%
170,759
-28,103
-14% -$2.69M
LRCX icon
28
Lam Research
LRCX
$369B
$15.6M 1.24%
1,651,760
+972,710
+143% +$8.85M
PLD icon
29
Prologis
PLD
$135B
$15.4M 1.21%
286,888
+134,546
+88% +$7.1M
WFC.PRQ
30
DELISTED
Wells Fargo & Co.
WFC.PRQ
$14.8M 1.17%
554,150
+49,505
+10% +$1.38M
MCHP icon
31
Microchip Technology
MCHP
$40.8B
$14.5M 1.14%
465,132
-281,834
-38% -$8.19M
BFAM icon
32
Bright Horizons
BFAM
$4.01B
$14M 1.1%
208,922
-11,300
-5% -$761K
CXO
33
DELISTED
CONCHO RESOURCES INC.
CXO
$13M 1.03%
94,765
-5,987
-6% -$759K
CPRI icon
34
Capri Holdings
CPRI
$1.88B
$12.7M 1%
271,426
-138,604
-34% -$6.91M
MMM icon
35
3M
MMM
$91.4B
$12.3M 0.97%
83,355
+80,120
+2,477% +$12M
JPM.PRF.CL
36
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$11.9M 0.94%
439,070
+49,650
+13% +$1.36M
KHC icon
37
Kraft Heinz
KHC
$31.3B
$11.8M 0.94%
+132,272
New +$11.7M
ECL icon
38
Ecolab
ECL
$78.6B
$11.6M 0.92%
95,455
-3,592
-4% -$434K
CERN
39
DELISTED
Cerner Corp
CERN
$11.6M 0.91%
187,078
-21,181
-10% -$1.34M
HES
40
DELISTED
Hess
HES
$11.5M 0.91%
213,697
+70,273
+49% +$3.77M
SPGI icon
41
S&P Global
SPGI
$123B
$11.3M 0.9%
+89,537
New +$10.8M
EOG icon
42
EOG Resources
EOG
$77.6B
$11M 0.87%
113,723
+11,521
+11% +$1.01M
ALL.PRE.CL
43
DELISTED
Allstate Corporation Depositary Shares
ALL.PRE.CL
$11M 0.87%
403,499
-9,150
-2% -$257K
AGN
44
DELISTED
Allergan plc
AGN
$10.9M 0.87%
47,540
-14,709
-24% -$3.59M
CBOE icon
45
Cboe Global Markets
CBOE
$31.2B
$10.9M 0.86%
167,610
-190,637
-53% -$13M
SOJA
46
DELISTED
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.8M 0.86%
389,663
+26,825
+7% +$751K
UNP icon
47
Union Pacific
UNP
$173B
$10.8M 0.86%
111,024
+15,562
+16% +$1.46M
ROST icon
48
Ross Stores
ROST
$81.1B
$10.7M 0.84%
166,026
-3,668
-2% -$226K
MCO icon
49
Moody's
MCO
$83.7B
$10.6M 0.84%
+97,818
New +$10.3M
LYB icon
50
LyondellBasell Industries
LYB
$19.6B
$10.3M 0.82%
127,882
-29,342
-19% -$2.27M
1
2
3 4 5

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Roosevelt Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Roosevelt Investment Group held 218 positions worth $1.27B, down 1.8% from $1.29B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Roosevelt Investment Group withdrew a net $62.6M in Q3 2016, closing 27 positions and reducing 98 holdings. Its most notable exit was Sherwin-Williams, an estimated $17.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Kraft Heinz worth $11.8M.

  • Roosevelt Investment Group's largest Q3 2016 buy was Kraft Heinz: 132,272 shares worth $11.8M.
  • Roosevelt Investment Group added most to MarketAxess Holdings in Q3 2016, an estimated $15.8M increase.
  • Roosevelt Investment Group's biggest Q3 2016 reduction was Wells Fargo, cutting an estimated $26.3M.
  • Roosevelt Investment Group fully exited Sherwin-Williams in Q3 2016, selling an estimated $17.5M.
  • Roosevelt Investment Group's ten largest holdings make up 26% of its $1.27B portfolio in Q3 2016.
  • Roosevelt Investment Group opened 16 new positions and closed 27 in Q3 2016.
  • Roosevelt Investment Group's portfolio value fell 1.8% quarter-over-quarter to $1.27B.

Based on Roosevelt Investment Group's 13F filing for Q3 2016, filed 14 Nov 2016.