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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.21B
AUM Growth
-$36.4M
Cap. Flow
-$213M
Cap. Flow %
-9.62%
Top 10 Hldgs %
31.69%
Holding
288
New
21
Increased
80
Reduced
99
Closed
27

Top Buys

Rank Stock Value
1
INCY icon
Incyte
INCY
+$20.7M
2
SSYS icon
Stratasys
SSYS
+$18.4M
3
V icon
Visa
V
+$16.2M
4
CIT
CIT Group Inc.
CIT
+$12.9M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$8.41M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$38M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$30.6M
3
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$28.5M
4
ADM icon
Archer Daniels Midland
ADM
+$28.1M
5
AIG icon
American International
AIG
+$27M

Sector Composition

Rank Sector Weight
1 Financials 21.22%
2 Industrials 18.57%
3 Healthcare 15.06%
4 Technology 11.35%
5 Energy 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS.PRI.CL
276
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
– –
-9,000
Closed -$202K
PPL.PRW
277
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
– –
-3,725
Closed -$200K
ABV
278
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-7,914
Closed -$303K
HLN
279
DELISTED
HILTON HOTELS CORP 8% QUARTERLY INTEREST BDS 8/15/01
HLN
– –
-11,682
Closed -$285K
CEMI
280
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-18,750
Closed -$68K
8 9 10 11
12

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MCM
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Roosevelt Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Roosevelt Investment Group held 288 positions worth $2.21B, down 1.6% from $2.25B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $213M in Q4 2013, closing 27 positions and reducing 99 holdings. Its most notable exit was Nordstrom, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Incyte worth $24.1M.

  • Roosevelt Investment Group's largest Q4 2013 buy was Incyte: 475,434 shares worth $24.1M.
  • Roosevelt Investment Group added most to Stratasys in Q4 2013, an estimated $18.4M increase.
  • Roosevelt Investment Group's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $38M.
  • Roosevelt Investment Group fully exited Nordstrom in Q4 2013, selling an estimated $23.4M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $2.21B portfolio in Q4 2013.
  • Roosevelt Investment Group opened 21 new positions and closed 27 in Q4 2013.
  • Roosevelt Investment Group's portfolio value fell 1.6% quarter-over-quarter to $2.21B.

Based on Roosevelt Investment Group's 13F filing for Q4 2013, filed 6 Feb 2014.