RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Return 5.26%
This Quarter Return
+11.86%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$2.25B
AUM Growth
+$24.3M
Cap. Flow
-$118M
Cap. Flow %
-5.23%
Top 10 Hldgs %
29.8%
Holding
292
New
33
Increased
63
Reduced
101
Closed
25

Top Buys

1
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$49.4M
2
RTN
Raytheon Company
RTN
$45M
3
CTSH icon
Cognizant
CTSH
$36.3M
4
ETN icon
Eaton
ETN
$28.8M
5
IBN icon
ICICI Bank
IBN
$25.5M

Top Sells

1
STR
QUESTAR CORP
STR
$36.2M
2
INGR icon
Ingredion
INGR
$33.1M
3
PM icon
Philip Morris
PM
$30.6M
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
$28.8M
5
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$28.5M

Sector Composition

1 Financials 20.07%
2 Industrials 15.73%
3 Healthcare 13.92%
4 Technology 9.78%
5 Consumer Discretionary 7.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
M icon
251
Macy's
M
$4.64B
$207K 0.01%
4,790
– –
EMR icon
252
Emerson Electric
EMR
$74.6B
$204K 0.01%
+3,160
New +$204K
GS.PRI.CL
253
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$202K 0.01%
9,000
– –
PPL.PRW
254
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$200K 0.01%
3,725
-43,795
-92% -$2.35M
EWM icon
255
iShares MSCI Malaysia ETF
EWM
$240M
$170K 0.01%
+2,828
New +$170K
FLG
256
Flagstar Financial, Inc.
FLG
$5.39B
$169K 0.01%
3,733
– –
NBG
257
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$89K ﹤0.01%
+22,053
New +$89K
CPSS icon
258
Consumer Portfolio Services
CPSS
$172M
$71K ﹤0.01%
12,000
– –
CEMI
259
DELISTED
Chembio diagnostics, Inc.
CEMI
$68K ﹤0.01%
18,750
– –
FTR
260
DELISTED
Frontier Communications Corp.
FTR
$44K ﹤0.01%
702
+3
+0.4% +$188
CGRN
261
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$23K ﹤0.01%
100
– –
BP icon
262
BP
BP
$87.4B
– –
-9,345
Closed -$319K
CLH icon
263
Clean Harbors
CLH
$12.7B
– –
-66,014
Closed -$3.34M
DINO icon
264
HF Sinclair
DINO
$9.56B
– –
-479,058
Closed -$20.5M
EWH icon
265
iShares MSCI Hong Kong ETF
EWH
$712M
– –
-65,224
Closed -$1.27M
EWK icon
266
iShares MSCI Belgium ETF
EWK
$36.8M
– –
-66,297
Closed -$930K
GSK icon
267
GSK
GSK
$81.5B
– –
-4,493
Closed -$281K
INGR icon
268
Ingredion
INGR
$8.24B
– –
-504,337
Closed -$33.1M
LEN icon
269
Lennar Class A
LEN
$36.7B
– –
-46,734
Closed -$1.6M
PRU icon
270
Prudential Financial
PRU
$37.2B
– –
-3,000
Closed -$219K
RL icon
271
Ralph Lauren
RL
$18.9B
– –
-9,493
Closed -$1.65M
TBT icon
272
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$291M
– –
-393,517
Closed -$28.5M
TEO icon
273
Telecom Argentina
TEO
$3.67B
– –
-17,800
Closed -$265K
PXD
274
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-3,307
Closed -$479K
PJH
275
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
– –
-9,100
Closed -$222K
8 9 10
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