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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.25B
AUM Growth
+$24.3M
Cap. Flow
-$127M
Cap. Flow %
-5.62%
Top 10 Hldgs %
29.8%
Holding
292
New
33
Increased
63
Reduced
101
Closed
25

Top Buys

Rank Stock Value
1
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$50.7M
2
RTN
Raytheon Company
RTN
+$43.4M
3
CTSH icon
Cognizant
CTSH
+$32.8M
4
ETN icon
Eaton
ETN
+$28.1M
5
IBN icon
ICICI Bank
IBN
+$27M

Top Sells

Rank Stock Value
1
STR
QUESTAR CORP
STR
+$37.1M
2
INGR icon
Ingredion
INGR
+$33.1M
3
PM icon
Philip Morris
PM
+$30.9M
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$28.8M
5
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$28.5M

Sector Composition

Rank Sector Weight
1 Financials 20.07%
2 Industrials 15.67%
3 Healthcare 13.92%
4 Technology 9.78%
5 Consumer Discretionary 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
251
Emerson Electric
EMR
$87.5B
$204K 0.01%
+3,160
New +$193K
GS.PRI.CL
252
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$202K 0.01%
9,000
– –
PPL.PRW
253
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$200K 0.01%
3,725
-43,795
-92% -$2.36M
EWM icon
254
iShares MSCI Malaysia ETF
EWM
$325M
$170K 0.01%
+2,828
New +$172K
FLG
255
Flagstar Bank National Association
FLG
$5.9B
$169K 0.01%
3,733
– –
NBG
256
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$89K ﹤0.01%
+22,053
New +$83.7K
CPSS icon
257
Consumer Portfolio Services
CPSS
$208M
$71K ﹤0.01%
12,000
– –
CEMI
258
DELISTED
Chembio diagnostics, Inc.
CEMI
$68K ﹤0.01%
18,750
– –
FTR
259
DELISTED
Frontier Communications Corp.
FTR
$44K ﹤0.01%
702
+3
+0.4% +$195
CGRN
260
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$23K ﹤0.01%
100
– –
BP icon
261
BP
BP
$109B
– –
-9,345
Closed -$319K
CLH icon
262
Clean Harbors
CLH
$16.2B
– –
-66,014
Closed -$3.34M
DINO icon
263
HF Sinclair
DINO
$14.7B
– –
-479,058
Closed -$20.5M
EWH icon
264
iShares MSCI Hong Kong ETF
EWH
$1.21B
– –
-65,224
Closed -$1.27M
EWK icon
265
iShares MSCI Belgium ETF
EWK
$165M
– –
-66,297
Closed -$930K
GSK icon
266
GSK
GSK
$104B
– –
-4,493
Closed -$281K
INGR icon
267
Ingredion
INGR
$6.49B
– –
-504,337
Closed -$33.1M
LEN icon
268
Lennar Class A
LEN
$20.4B
– –
-46,734
Closed -$1.6M
PRU icon
269
Prudential Financial
PRU
$41.9B
– –
-3,000
Closed -$219K
RL icon
270
Ralph Lauren
RL
$23.6B
– –
-9,493
Closed -$1.65M
TBT icon
271
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$314M
– –
-393,517
Closed -$28.5M
TEO icon
272
Telecom Argentina
TEO
$5.94B
– –
-17,800
Closed -$265K
PXD
273
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-3,307
Closed -$479K
PJH
274
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
– –
-9,100
Closed -$222K
ISG.CL
275
DELISTED
ING Groep N.V. 6.125% ING Perpetual Debt Securities Called
ISG.CL
– –
-9,335
Closed -$223K
8 9 10
11
12

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CCP
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SIM
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MCM
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BDF
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RHBC
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Roosevelt Investment Group's Q3 2013 Portfolio in Review

As of Q3 2013, Roosevelt Investment Group held 292 positions worth $2.25B, up 1.1% from $2.23B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group withdrew a net $127M in Q3 2013, closing 25 positions and reducing 101 holdings. Its most notable exit was Ingredion, an estimated $33.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In worth $49.4M.

  • Roosevelt Investment Group's largest Q3 2013 buy was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In: 2,036,946 shares worth $49.4M.
  • Roosevelt Investment Group added most to Westport Fuel Systems in Q3 2013, an estimated $10.7M increase.
  • Roosevelt Investment Group's biggest Q3 2013 reduction was QUESTAR CORP, cutting an estimated $37.1M.
  • Roosevelt Investment Group fully exited Ingredion in Q3 2013, selling an estimated $33.1M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $2.25B portfolio in Q3 2013.
  • Roosevelt Investment Group opened 33 new positions and closed 25 in Q3 2013.
  • Roosevelt Investment Group's portfolio value rose 1.1% quarter-over-quarter to $2.25B.

Based on Roosevelt Investment Group's 13F filing for Q3 2013, filed 14 Nov 2013.