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RWIA

Roger Wittlin Investment Advisory Portfolio holdings

AUM $127M
1-Year Est. Return 18.93%
This Fund
S&P 500
This Quarter Est. Return
-3.55%
1 Year Est. Return
+18.93%
3 Year Est. Return
+54.13%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$118M
AUM Growth
-$5.55M
Cap. Flow
-$1.12M
Cap. Flow %
-0.95%
Top 10 Hldgs %
68.23%
Holding
42
New
–
Increased
24
Reduced
12
Closed
3

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$359K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$337K
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$204K
5
LONZ icon
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
+$169K

Top Sells

Rank Stock Value
1
MCHI icon
iShares MSCI China ETF
MCHI
+$689K
2
PFFD icon
Global X US Preferred ETF
PFFD
+$505K
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$493K
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$473K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$467K

Sector Composition

Rank Sector Weight
1 Real Estate 1.67%
2 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$21M 17.8%
98,704
+5,054
+5% +$1.12M
SCHB icon
2
Schwab US Broad Market ETF
SCHB
$44.6B
$10.1M 8.59%
608,862
+2,274
+0.4% +$39.4K
IVV icon
3
iShares Core S&P 500 ETF
IVV
$898B
$9.02M 7.66%
21,013
+754
+4% +$337K
LONZ icon
4
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$582M
$8M 6.79%
159,121
+3,368
+2% +$169K
ITOT icon
5
iShares Core S&P Total US Stock Market ETF
ITOT
$97.3B
$6.75M 5.73%
71,636
+255
+0.4% +$25.1K
BND icon
6
Vanguard Total Bond Market
BND
$158B
$5.48M 4.66%
78,589
-1,752
-2% -$125K
IJH icon
7
iShares Core S&P Mid-Cap ETF
IJH
$125B
$5.34M 4.54%
107,155
– –
BOND icon
8
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
$5.25M 4.46%
59,769
-5,186
-8% -$467K
VLU icon
9
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$770M
$4.86M 4.12%
33,591
+182
+0.5% +$27.3K
IGSB icon
10
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$4.57M 3.88%
91,776
-1,044
-1% -$52.2K
VO icon
11
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$4.19M 3.56%
80,456
+3,720
+5% +$204K
QQQ icon
12
Invesco QQQ Trust
QQQ
$480B
$3.69M 3.13%
10,290
+969
+10% +$359K
VMBS icon
13
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$2.99M 2.54%
68,278
-10,508
-13% -$473K
VIG icon
14
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.74M 2.32%
17,603
-346
-2% -$56.1K
SDY icon
15
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$2.49M 2.12%
21,679
+142
+0.7% +$17.3K
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$2.25M 1.91%
5,260
+114
+2% +$50.7K
VXUS icon
17
Vanguard Total International Stock ETF
VXUS
$158B
$2.18M 1.85%
40,718
+2,015
+5% +$112K
LQD icon
18
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$2.14M 1.82%
20,981
+447
+2% +$47.1K
PLD icon
19
Prologis
PLD
$131B
$1.62M 1.38%
14,467
+97
+0.7% +$11.9K
ICSH icon
20
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$1.5M 1.27%
29,688
-2,255
-7% -$113K
VGK icon
21
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.46M 1.24%
25,236
-2,260
-8% -$138K
IEFA icon
22
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.32M 1.12%
20,516
+1,379
+7% +$92.3K
BKLN icon
23
Invesco Senior Loan ETF
BKLN
$6.8B
$1.19M 1.01%
56,533
+1,354
+2% +$28.5K
JNK icon
24
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$856K 0.73%
9,469
+155
+2% +$14.2K
VCIT icon
25
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$844K 0.72%
11,102
+108
+1% +$8.4K
1
2

Similar funds

CF
Concorde Financial Dallas, Texas $127M AUM 24.97% 1-Year Est. Return
MF
Midwestern Financial Iowa City, Iowa $127M AUM 13.96% 1-Year Est. Return
SAP
Strategic Advisory Partners Greensboro, North Carolina $127M AUM
S
Storgate Dallas, Texas $127M AUM
PIP
PB Investment Partners Burlingame, California $127M AUM 0.83% 1-Year Est. Return
SIM
Summitas Investment Management Mckinney, Texas $128M AUM
PC
Pelham Capital London, United Kingdom $128M AUM 34.73% 1-Year Est. Return
IUC
Ivory Union Consulting Road Town $128M AUM

Roger Wittlin Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Roger Wittlin Investment Advisory held 42 positions worth $118M, down 4.5% from $123M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Roger Wittlin Investment Advisory's Q3 2023 filing shows 24 increased, 12 reduced and 3 closed positions. The largest sale was iShares MSCI China ETF, an estimated $689K.

By sector, the portfolio is most concentrated in Real Estate at 1.7% of assets, down from 1.8% a quarter earlier, followed by Technology.

  • Roger Wittlin Investment Advisory added most to Vanguard Morningstar Total Stock Market ETF in Q3 2023, an estimated $1.12M increase.
  • Roger Wittlin Investment Advisory's biggest Q3 2023 reduction was Global X US Preferred ETF, cutting an estimated $505K.
  • Roger Wittlin Investment Advisory fully exited iShares MSCI China ETF in Q3 2023, selling an estimated $689K.
  • Roger Wittlin Investment Advisory's ten largest holdings make up 68% of its $118M portfolio in Q3 2023.
  • Roger Wittlin Investment Advisory opened 0 new positions and closed 3 in Q3 2023.
  • Roger Wittlin Investment Advisory's portfolio value fell 4.5% quarter-over-quarter to $118M.

Based on Roger Wittlin Investment Advisory's 13F filing for Q3 2023, filed 14 Nov 2023.