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RWIA

Roger Wittlin Investment Advisory Portfolio holdings

AUM $127M
1-Year Est. Return 18.93%
This Fund
S&P 500
This Quarter Est. Return
-5.12%
1 Year Est. Return
+18.93%
3 Year Est. Return
+54.13%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.68M
AUM Growth
-$97.7M
Cap. Flow
-$97.9M
Cap. Flow %
-2,661.44%
Top 10 Hldgs %
96.49%
Holding
32
New
3
Increased
–
Reduced
13
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$317K
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$155K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$149K

Top Sells

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$12.9M
2
SCHB icon
Schwab US Broad Market ETF
SCHB
+$10.9M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.14M
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$7.79M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M

Sector Composition

Rank Sector Weight
1 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$844K 22.94%
7,574
-50,113
-87% -$6.17M
BOND icon
2
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$658K 17.89%
13,344
-136,699
-91% -$12.9M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$657K 17.86%
1,841
-1,189
-39% -$472K
VIG icon
4
Vanguard Dividend Appreciation ETF
VIG
$114B
$326K 8.86%
2,419
-36,736
-94% -$5.47M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$137B
$302K 8.21%
+3,138
New +$317K
VO icon
6
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$244K 6.63%
5,212
-149,068
-97% -$7.79M
PFF icon
7
iShares Preferred and Income Securities ETF
PFF
$13.2B
$146K 3.97%
+4,630
New +$155K
IGSB icon
8
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$145K 3.94%
+2,952
New +$149K
ICSH icon
9
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$123K 3.34%
2,475
-99,261
-98% -$4.97M
VTIP icon
10
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$105K 2.85%
2,199
-121,214
-98% -$6M
VFH icon
11
Vanguard Financials ETF
VFH
$13.7B
$53K 1.44%
715
-6,657
-90% -$541K
SCHA icon
12
Schwab U.S Small- Cap ETF
SCHA
$22.9B
$38K 1.03%
2,016
-22,958
-92% -$480K
QQQ icon
13
Invesco QQQ Trust
QQQ
$480B
$31K 0.84%
118
-8,401
-99% -$2.54M
BKLN icon
14
Invesco Senior Loan ETF
BKLN
$6.81B
$4K 0.11%
204
-78,599
-100% -$1.64M
IEFA icon
15
iShares Core MSCI EAFE ETF
IEFA
$194B
$2K 0.05%
49
-66,073
-100% -$3.89M
BND icon
16
Vanguard Total Bond Market
BND
$157B
$1K 0.03%
27
-20,235
-100% -$1.51M
EFG icon
17
iShares MSCI EAFE Growth ETF
EFG
$17B
– –
-22,959
Closed -$1.85M
GLD icon
18
SPDR Gold Trust
GLD
$138B
– –
-3,018
Closed -$508K
IJH icon
19
iShares Core S&P Mid-Cap ETF
IJH
$125B
– –
-82,790
Closed -$3.75M
IVV icon
20
iShares Core S&P 500 ETF
IVV
$898B
– –
-17,379
Closed -$6.59M
LQD icon
21
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
– –
-3,105
Closed -$341K
PLTR icon
22
Palantir
PLTR
$376B
– –
-15,810
Closed -$143K
SCHB icon
23
Schwab US Broad Market ETF
SCHB
$44.6B
– –
-740,790
Closed -$10.9M
TLT icon
24
iShares 20+ Year Treasury Bond ETF
TLT
$41.5B
– –
-14,356
Closed -$1.65M
VCIT icon
25
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
– –
-5,674
Closed -$454K
1
2

Similar funds

CF
Concorde Financial Dallas, Texas $127M AUM 24.97% 1-Year Est. Return
MF
Midwestern Financial Iowa City, Iowa $127M AUM 13.96% 1-Year Est. Return
SAP
Strategic Advisory Partners Greensboro, North Carolina $127M AUM
S
Storgate Dallas, Texas $127M AUM
PIP
PB Investment Partners Burlingame, California $127M AUM 0.83% 1-Year Est. Return
SIM
Summitas Investment Management Mckinney, Texas $128M AUM
PC
Pelham Capital London, United Kingdom $128M AUM 34.73% 1-Year Est. Return
IUC
Ivory Union Consulting Road Town $128M AUM

Roger Wittlin Investment Advisory's Q3 2022 Portfolio in Review

As of Q3 2022, Roger Wittlin Investment Advisory held 32 positions worth $3.68M, down 96% from $101M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Roger Wittlin Investment Advisory withdrew a net $97.9M in Q3 2022, closing 16 positions and reducing 13 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $10.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0% of assets, down from 0.14% a quarter earlier.

Against the trend, Roger Wittlin Investment Advisory opened a new position in iShares Core US Aggregate Bond ETF worth $302K.

  • Roger Wittlin Investment Advisory's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 3,138 shares worth $302K.
  • Roger Wittlin Investment Advisory's biggest Q3 2022 reduction was PIMCO Active Bond Exchange-Traded Fund, cutting an estimated $12.9M.
  • Roger Wittlin Investment Advisory fully exited Schwab US Broad Market ETF in Q3 2022, selling an estimated $10.9M.
  • Roger Wittlin Investment Advisory's ten largest holdings make up 96% of its $3.68M portfolio in Q3 2022.
  • Roger Wittlin Investment Advisory opened 3 new positions and closed 16 in Q3 2022.
  • Roger Wittlin Investment Advisory's portfolio value fell 96% quarter-over-quarter to $3.68M.

Based on Roger Wittlin Investment Advisory's 13F filing for Q3 2022, filed 25 Oct 2022.