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Roger Wittlin Investment Advisory Portfolio holdings

AUM $127M
1-Year Est. Return 18.93%
This Fund
S&P 500
This Quarter Est. Return
-3.55%
1 Year Est. Return
+18.93%
3 Year Est. Return
+54.13%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$118M
AUM Growth
-$5.55M
Cap. Flow
-$1.12M
Cap. Flow %
-0.95%
Top 10 Hldgs %
68.23%
Holding
42
New
–
Increased
24
Reduced
12
Closed
3

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$359K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$337K
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$204K
5
LONZ icon
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
+$169K

Top Sells

Rank Stock Value
1
MCHI icon
iShares MSCI China ETF
MCHI
+$689K
2
PFFD icon
Global X US Preferred ETF
PFFD
+$505K
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$493K
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$473K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$467K

Sector Composition

Rank Sector Weight
1 Real Estate 1.67%
2 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
26
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$835K 0.71%
9,416
-1,499
-14% -$144K
SCHA icon
27
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$714K 0.61%
34,486
+1,878
+6% +$41.2K
PFF icon
28
iShares Preferred and Income Securities ETF
PFF
$13.2B
$700K 0.59%
23,226
+309
+1% +$9.45K
GLD icon
29
SPDR Gold Trust
GLD
$142B
$564K 0.48%
3,287
– –
HYG icon
30
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$482K 0.41%
6,540
+96
+1% +$7.17K
VGIT icon
31
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$457K 0.39%
7,992
+54
+0.7% +$3.13K
EFG icon
32
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$398K 0.34%
4,616
-1
-0% -$92
PFFD icon
33
Global X US Preferred ETF
PFFD
$2.16B
$389K 0.33%
20,694
-26,441
-56% -$505K
EQR icon
34
Equity Residential
EQR
$24.6B
$349K 0.3%
5,942
-1,602
-21% -$104K
AGG icon
35
iShares Core US Aggregate Bond ETF
AGG
$138B
$304K 0.26%
3,232
+25
+0.8% +$2.41K
VGSH icon
36
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$231K 0.2%
4,004
+34
+0.9% +$1.96K
PLTR icon
37
Palantir
PLTR
$421B
$223K 0.19%
13,956
– –
VHT icon
38
Vanguard Health Care ETF
VHT
$19B
$205K 0.17%
873
-1,198
-58% -$292K
PGX icon
39
Invesco Preferred ETF
PGX
$3.76B
$115K 0.1%
10,468
+163
+2% +$1.82K
MCHI icon
40
iShares MSCI China ETF
MCHI
$6.27B
– –
-15,396
Closed -$689K
SCHQ
41
Schwab Long-Term US Treasury ETF
SCHQ
$794M
– –
-5,545
Closed -$201K
VCSH icon
42
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
– –
-6,511
Closed -$493K
1
2

Similar funds

CF
Concorde Financial Dallas, Texas $127M AUM 24.97% 1-Year Est. Return
MF
Midwestern Financial Iowa City, Iowa $127M AUM 13.96% 1-Year Est. Return
S
Storgate Dallas, Texas $127M AUM
PIP
PB Investment Partners Burlingame, California $127M AUM 0.83% 1-Year Est. Return
SIM
Summitas Investment Management Mckinney, Texas $128M AUM
PC
Pelham Capital London, United Kingdom $128M AUM 34.73% 1-Year Est. Return
IUC
Ivory Union Consulting Road Town $128M AUM
TIM
Timelo Investment Management Aurora, Ontario, Canada $127M AUM 23.73% 1-Year Est. Return

Roger Wittlin Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Roger Wittlin Investment Advisory held 42 positions worth $118M, down 4.5% from $123M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Roger Wittlin Investment Advisory's Q3 2023 filing shows 24 increased, 12 reduced and 3 closed positions. The largest sale was iShares MSCI China ETF, an estimated $689K.

By sector, the portfolio is most concentrated in Real Estate at 1.7% of assets, down from 1.8% a quarter earlier, followed by Technology.

  • Roger Wittlin Investment Advisory added most to Vanguard Morningstar Total Stock Market ETF in Q3 2023, an estimated $1.12M increase.
  • Roger Wittlin Investment Advisory's biggest Q3 2023 reduction was Global X US Preferred ETF, cutting an estimated $505K.
  • Roger Wittlin Investment Advisory fully exited iShares MSCI China ETF in Q3 2023, selling an estimated $689K.
  • Roger Wittlin Investment Advisory's ten largest holdings make up 68% of its $118M portfolio in Q3 2023.
  • Roger Wittlin Investment Advisory opened 0 new positions and closed 3 in Q3 2023.
  • Roger Wittlin Investment Advisory's portfolio value fell 4.5% quarter-over-quarter to $118M.

Based on Roger Wittlin Investment Advisory's 13F filing for Q3 2023, filed 14 Nov 2023.