Rockefeller Capital Management’s Neptune Wellness Solutions Inc. Ordinary Shares NEPT Stock Holding History

Rockefeller Capital Management’s Portfolio NEPT Stock Details NEPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-1	Closed	–	–	4081
2022 Q4	$0	Sell	1 -4	-80%	-$151	﹤0.01%	4315
2022 Q3	$0	Hold	5	–	–	﹤0.01%	4507
2022 Q2	$0	Hold	5	–	–	﹤0.01%	4473
2022 Q1	$1K	Hold	5	–	–	﹤0.01%	3809
2021 Q4	$2K	Buy	5 +4	+400%	+$2.75K	﹤0.01%	3591
2021 Q3	$0	Hold	1	–	–	﹤0.01%	3896
2021 Q2	$1K	Hold	1	–	–	﹤0.01%	3399
2021 Q1	$1K	Hold	1	–	–	﹤0.01%	3214
2020 Q4	$2K	Hold	1	–	–	﹤0.01%	2681
2020 Q3	$3K	Buy	+1	New	+$3.81K	﹤0.01%	2379

Other funds holding NEPT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Rockefeller Capital Management's NEPT Position: Q1 2023 in Review

Rockefeller Capital Management sold out of Neptune Wellness Solutions Inc. Ordinary Shares (NEPT) in Q1 2023, closing a stake of 1 share.

Rockefeller Capital Management first reported a position in NEPT in Q3 2020 and held it in 10 quarters. The position peaked at $3K in Q3 2020. 17 funds tracked by Wall St. Rank hold NEPT as of Q1 2023.

Rockefeller Capital Management reported no remaining Neptune Wellness Solutions Inc. Ordinary Shares position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 1 Neptune Wellness Solutions Inc. Ordinary Shares share in Q1 2023.
Rockefeller Capital Management first reported a position in Neptune Wellness Solutions Inc. Ordinary Shares in Q3 2020 and held it in 10 quarters.
Rockefeller Capital Management's Neptune Wellness Solutions Inc. Ordinary Shares position peaked at $3K in Q3 2020.
17 funds tracked by Wall St. Rank held Neptune Wellness Solutions Inc. Ordinary Shares as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.