Rockefeller Capital Management
ASA

Rockefeller Capital Management’s ASA Gold and Precious Metals ASA Stock Holding History

Rockefeller Capital Management’s Portfolio ASA Stock Details ASA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-1,942
Closed -$27K – 2093
2022
Q4 		$27K Buy
1,942
+1
+0.1% +$14 ﹤0.01% 2674
2022
Q3 		$24K Hold
1,941
– – ﹤0.01% 2686
2022
Q2 		$28K Buy
+1,941
New +$37.3K ﹤0.01% 2545

Other funds holding ASA

Lazard Asset Management
Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
UCI
Uncommon Cents Investing Janesville, Wisconsin $461M AUM 32.58% 1-Year Est. Return
TPWM
Twelve Points Wealth Management Concord, Massachusetts $499M AUM 24.01% 1-Year Est. Return
PGFC
Peapack-Gladstone Financial Corp Bedminster, New Jersey $8.7B AUM 29.75% 1-Year Est. Return
AW
Atlas Wealth Cincinnati, Ohio $701M AUM 15.28% 1-Year Est. Return

Rockefeller Capital Management's ASA Position: Q1 2023 in Review

Rockefeller Capital Management sold out of ASA Gold and Precious Metals (ASA) in Q1 2023, closing a stake of 1,942 shares — an estimated $27K sold.

Rockefeller Capital Management first reported a position in ASA in Q2 2022 and held it in 3 quarters. The position peaked at $28K in Q2 2022. 52 funds tracked by Wall St. Rank hold ASA as of Q1 2023.

  • Rockefeller Capital Management reported no remaining ASA Gold and Precious Metals position as of Q1 2023 after selling out during the quarter.
  • Rockefeller Capital Management sold 1,942 ASA Gold and Precious Metals shares in Q1 2023, an estimated $27K.
  • Rockefeller Capital Management first reported a position in ASA Gold and Precious Metals in Q2 2022 and held it in 3 quarters.
  • Rockefeller Capital Management's ASA Gold and Precious Metals position peaked at $28K in Q2 2022.
  • 52 funds tracked by Wall St. Rank held ASA Gold and Precious Metals as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.