Roaring Blue Lion Capital Management’s Heritage Commerce HTBK Stock Holding History

Roaring Blue Lion Capital Management’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	$1.84M	Sell	227,261 -305,811	-57%	-$2.48M	2.51%	13
2014 Q1	$4.3M	Sell	533,072 -302,209	-36%	-$2.45M	3.59%	5
2013 Q4	$6.88M	Sell	835,281 -120,804	-13%	-$940K	4.21%	2
2013 Q3	$7.31M	Sell	956,085 -367,126	-28%	-$2.66M	3.79%	3
2013 Q2	$9.26M	Buy	+1,323,211	New	+$8.94M	4.78%	3

Other funds holding HTBK

PFP

Patriot Financial Partners Radnor, Pennsylvania $284M AUM 20.43% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BFC

Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return

CCCPI

Castle Creek Capital Partners IV Rancho Santa Fe, California $28M AUM 43.6% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

MCM

Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Roaring Blue Lion Capital Management's HTBK Position: Q2 2014 in Review

Roaring Blue Lion Capital Management reduced its Heritage Commerce (HTBK) stake by 57% in Q2 2014, selling an estimated $2.48M and leaving 227,261 shares worth $1.84M. The position accounts for 2.51% of the portfolio, ranked #13.

Roaring Blue Lion Capital Management first reported a position in HTBK in Q2 2013 and has held it in 5 quarters since. The position peaked at $9.26M in Q2 2013. 63 funds tracked by Wall St. Rank hold HTBK as of Q2 2014.

Roaring Blue Lion Capital Management held 227,261 shares of Heritage Commerce worth $1.84M as of Q2 2014.
Roaring Blue Lion Capital Management sold 305,811 Heritage Commerce shares in Q2 2014, an estimated $2.48M.
Heritage Commerce made up 2.51% of Roaring Blue Lion Capital Management's portfolio in Q2 2014, its #13 holding.
Roaring Blue Lion Capital Management first reported a position in Heritage Commerce in Q2 2013 and has held it in 5 quarters since.
Roaring Blue Lion Capital Management's Heritage Commerce position peaked at $9.26M in Q2 2013.
63 funds tracked by Wall St. Rank held Heritage Commerce as of Q2 2014.

Based on Roaring Blue Lion Capital Management's 13F filing for Q2 2014, filed 8 Aug 2014.