We are live on ! Find out more
RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $297M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+18.71%
3 Year Est. Return
+55.38%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
1
iShares Core S&P US Value ETF
IUSV
$27.3B
$11.6M 4.85%
136,987
+4,588
+3% +$357K
IUSG icon
2
iShares Core S&P US Growth ETF
IUSG
$30.4B
$11M 4.61%
105,447
+3,142
+3% +$310K
IJR icon
3
iShares Core S&P Small-Cap ETF
IJR
$109B
$10.1M 4.25%
93,393
+15,312
+20% +$1.48M
TLT icon
4
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$9.92M 4.17%
100,319
+1,284
+1% +$116K
BIL icon
5
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$9.54M 4.01%
104,392
-43,982
-30% -$4.03M
IEFA icon
6
iShares Core MSCI EAFE ETF
IEFA
$186B
$7.06M 2.97%
100,411
+3,690
+4% +$243K
QQQ icon
7
Invesco QQQ Trust
QQQ
$436B
$6.25M 2.62%
15,257
-282
-2% -$107K
AGG icon
8
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.98M 2.09%
50,156
+958
+2% +$91.2K
SPSB icon
9
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$4.35M 1.83%
145,926
-32,531
-18% -$957K
AAPL icon
10
Apple
AAPL
$4.97T
$4.28M 1.8%
22,243
-1,075
-5% -$198K
XLV icon
11
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$4.01M 1.68%
29,398
-379
-1% -$49.3K
EFA icon
12
iShares MSCI EAFE ETF
EFA
$76.4B
$3.98M 1.67%
52,773
+2,007
+4% +$142K
IEMG icon
13
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$3.86M 1.62%
76,396
+2,917
+4% +$141K
MSFT icon
14
Microsoft
MSFT
$2.9T
$3.82M 1.61%
10,168
-424
-4% -$151K
SPYG icon
15
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$3.81M 1.6%
58,598
+47
+0.1% +$2.9K
IVV icon
16
iShares Core S&P 500 ETF
IVV
$858B
$3.29M 1.38%
6,889
+115
+2% +$51.5K
QQEW icon
17
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$3.11M 1.3%
26,444
-1,132
-4% -$122K
XLK icon
18
State Street Technology Select Sector SPDR ETF
XLK
$109B
$2.82M 1.19%
29,316
-1,068
-4% -$95.1K
BBAG icon
19
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$2.71M 1.14%
58,235
-1,003
-2% -$44.8K
XLP icon
20
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$2.6M 1.09%
36,116
-475
-1% -$32.9K
SCZ icon
21
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$2.45M 1.03%
39,550
+1,607
+4% +$91.8K
ANGL icon
22
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$2.31M 0.97%
80,398
+847
+1% +$23.4K
COIN icon
23
Coinbase
COIN
$42.2B
$2.3M 0.97%
13,235
-1,444
-10% -$158K
RSP icon
24
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$2.28M 0.96%
14,468
-692
-5% -$101K
XLY icon
25
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$2.13M 0.89%
23,774
-156
-0.7% -$12.9K
1
2 3 4 5

Similar funds

EP
Essential Partners Rancho Santa Fe, California $297M AUM 40.85% 1-Year Est. Return
CIC
Concord Investment Counsel Irvine, California $297M AUM
FFS
Fischer Financial Services Harrisburg, Pennsylvania $297M AUM 19.23% 1-Year Est. Return
TOTUOP
Trustees of The University of Pennsylvania Philaldelphia, Pennsylvania $297M AUM
SSI
SVF Sponsor III Menlo Park, California $297M AUM 163.24% 1-Year Est. Return
LC
LCNB Corp Lebanon, Ohio $297M AUM 22.17% 1-Year Est. Return
XSC
X-Square Capital Guaynabo, Puerto Rico $297M AUM 32.87% 1-Year Est. Return
NRC
New Republic Capital Charlotte, North Carolina $297M AUM 24.5% 1-Year Est. Return

Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.