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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $297M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+18.71%
3 Year Est. Return
+55.38%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
1
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$13.6M 6.23%
148,374
+88,444
+148% +$8.1M
IUSV icon
2
iShares Core S&P US Value ETF
IUSV
$27.3B
$9.88M 4.52%
132,399
-6,570
-5% -$516K
IUSG icon
3
iShares Core S&P US Growth ETF
IUSG
$30.4B
$9.7M 4.44%
102,305
-6,351
-6% -$623K
TLT icon
4
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$8.78M 4.02%
99,035
+86,948
+719% +$8.36M
IJR icon
5
iShares Core S&P Small-Cap ETF
IJR
$109B
$7.37M 3.37%
78,081
+16,519
+27% +$1.65M
IEFA icon
6
iShares Core MSCI EAFE ETF
IEFA
$186B
$6.22M 2.85%
96,721
+2,547
+3% +$171K
QQQ icon
7
Invesco QQQ Trust
QQQ
$436B
$5.57M 2.55%
15,539
-12,418
-44% -$4.61M
SPSB icon
8
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$5.23M 2.39%
178,457
+46,904
+36% +$1.38M
AGG icon
9
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.63M 2.12%
49,198
+48,671
+9,235% +$4.69M
AAPL icon
10
Apple
AAPL
$4.97T
$3.99M 1.83%
23,318
-3,399
-13% -$623K
XLV icon
11
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$3.83M 1.75%
29,777
+13,816
+87% +$1.83M
EFA icon
12
iShares MSCI EAFE ETF
EFA
$76.4B
$3.5M 1.6%
50,766
+15,275
+43% +$1.09M
IEMG icon
13
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$3.5M 1.6%
73,479
+5,769
+9% +$285K
SPYG icon
14
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$3.47M 1.59%
58,551
-1,757
-3% -$108K
MSFT icon
15
Microsoft
MSFT
$2.9T
$3.34M 1.53%
10,592
-1,743
-14% -$576K
IVV icon
16
iShares Core S&P 500 ETF
IVV
$858B
$2.91M 1.33%
6,774
-2,339
-26% -$1.05M
QQEW icon
17
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$2.87M 1.31%
27,576
+20,486
+289% +$2.2M
BBAG icon
18
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$2.62M 1.2%
59,238
+5,483
+10% +$249K
XLP icon
19
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$2.52M 1.15%
36,591
+18,556
+103% +$1.36M
XLK icon
20
State Street Technology Select Sector SPDR ETF
XLK
$109B
$2.49M 1.14%
30,384
+3,774
+14% +$324K
ANGL icon
21
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$2.15M 0.98%
79,551
+9,574
+14% +$264K
RSP icon
22
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$2.15M 0.98%
15,160
+3,901
+35% +$583K
SCZ icon
23
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$2.14M 0.98%
37,943
+2,694
+8% +$159K
HYG icon
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$2.06M 0.94%
27,893
-1,374
-5% -$103K
XLY icon
25
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$1.93M 0.88%
23,930
+7,048
+42% +$596K
1
2 3 4 5

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.