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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFIF icon
201
Anfield Universal Fixed Income ETF
AFIF
$228M
$79.5K 0.03%
8,798
-1,358
-13% -$12.1K
UCON icon
202
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$77.4K 0.03%
3,129
-307
-9% -$7.39K
SPTL icon
203
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$75.6K 0.03%
2,605
-123
-5% -$3.28K
EVA
204
DELISTED
Enviva Inc.
EVA
$74.8K 0.03%
75,101
+32,109
+75% +$89.1K
TIP icon
205
iShares TIPS Bond ETF
TIP
$14.7B
$74.1K 0.03%
689
– –
VLTO icon
206
Veralto
VLTO
$23.7B
$68.6K 0.03%
+834
New +$62.3K
TIPX icon
207
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$67K 0.03%
3,606
-87
-2% -$1.58K
SO icon
208
Southern Company
SO
$105B
$65.3K 0.03%
931
-48
-5% -$3.3K
PAVE icon
209
Global X US Infrastructure Development ETF
PAVE
$14.3B
$60.4K 0.03%
1,753
-471
-21% -$14.7K
NET icon
210
Cloudflare
NET
$111B
$60K 0.03%
721
– –
SCHW
211
Charles Schwab
SCHW
$187B
$59.9K 0.03%
870
– –
HL icon
212
Hecla Mining
HL
$11.8B
$57.3K 0.02%
11,915
– –
EPD icon
213
Enterprise Products Partners
EPD
$82B
$52.7K 0.02%
2,000
-49
-2% -$1.3K
IJH icon
214
iShares Core S&P Mid-Cap ETF
IJH
$127B
$52.7K 0.02%
950
-30
-3% -$1.52K
VOE icon
215
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$52.5K 0.02%
362
– –
BTEC
216
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
$50.9K 0.02%
1,400
-80
-5% -$2.39K
VNQ icon
217
Vanguard Real Estate ETF
VNQ
$38.6B
$47.6K 0.02%
539
-18
-3% -$1.43K
BND icon
218
Vanguard Total Bond Market
BND
$161B
$47.3K 0.02%
643
+3
+0.5% +$212
PSP icon
219
Invesco Global Listed Private Equity ETF
PSP
$244M
$45.8K 0.02%
736
-6
-0.8% -$325
ARKF icon
220
ARK Blockchain & Fintech Innovation ETF
ARKF
$763M
$42K 0.02%
1,523
-331
-18% -$7.29K
DALT
221
DELISTED
Anfield Diversified Alternatives ETF
DALT
$38.8K 0.02%
4,508
– –
BA icon
222
Boeing
BA
$184B
$38.6K 0.02%
148
– –
SPGP icon
223
Invesco S&P 500 GARP ETF
SPGP
$2.32B
$38.4K 0.02%
392
-110
-22% -$10.2K
VOT icon
224
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$36.2K 0.02%
165
– –
FSCO
225
FS Credit Opportunities Corp
FSCO
$1.01B
$35.8K 0.02%
6,321
– –
7 8
9
10 11

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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.