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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PECO icon
201
Phillips Edison & Co
PECO
$5.15B
$52.4K 0.02%
1,562
– –
XT icon
202
iShares Future Exponential Technologies ETF
XT
$3.99B
$49.8K 0.02%
953
– –
IJH icon
203
iShares Core S&P Mid-Cap ETF
IJH
$127B
$48.9K 0.02%
980
-25
-2% -$1.31K
SCHW
204
Charles Schwab
SCHW
$187B
$47.8K 0.02%
870
– –
VOE icon
205
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$47.4K 0.02%
362
– –
HL icon
206
Hecla Mining
HL
$11.6B
$46.6K 0.02%
11,915
– –
QCLN icon
207
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$628M
$45.9K 0.02%
1,076
+130
+14% +$6.35K
SPGP icon
208
Invesco S&P 500 GARP ETF
SPGP
$2.32B
$45.7K 0.02%
502
-28
-5% -$2.61K
NET icon
209
Cloudflare
NET
$109B
$45.5K 0.02%
721
– –
IBB icon
210
iShares Biotechnology ETF
IBB
$9.87B
$45.1K 0.02%
369
– –
BND icon
211
Vanguard Total Bond Market
BND
$161B
$44.7K 0.02%
640
+8
+1% +$571
BTEC
212
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
$44.6K 0.02%
1,480
-144
-9% -$4.84K
VNQ icon
213
Vanguard Real Estate ETF
VNQ
$38.3B
$42.1K 0.02%
557
-10
-2% -$825
PSP icon
214
Invesco Global Listed Private Equity ETF
PSP
$244M
$38.3K 0.02%
742
-65
-8% -$3.49K
DALT
215
DELISTED
Anfield Diversified Alternatives ETF
DALT
$38.3K 0.02%
4,508
– –
ARKF icon
216
ARK Blockchain & Fintech Innovation ETF
ARKF
$764M
$35.9K 0.02%
1,854
-107
-5% -$2.28K
TTE icon
217
TotalEnergies
TTE
$196B
$35.6K 0.02%
541
-44
-8% -$2.72K
FSCO
218
FS Credit Opportunities Corp
FSCO
$1.02B
$34.3K 0.02%
6,321
– –
VOT icon
219
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$32.1K 0.01%
165
– –
IWP icon
220
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$31.6K 0.01%
346
-12,202
-97% -$1.17M
DEED icon
221
First Trust Securitized Plus ETF
DEED
$64.4M
$30.8K 0.01%
1,541
-95,822
-98% -$1.99M
FTS icon
222
Fortis
FTS
$28.3B
$29.2K 0.01%
769
– –
BA icon
223
Boeing
BA
$186B
$28.4K 0.01%
148
– –
FSIG icon
224
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.52B
$27.2K 0.01%
1,480
– –
AMGN icon
225
Amgen
AMGN
$225B
$27.1K 0.01%
101
-4
-4% -$998
7 8
9
10 11

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.