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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
176
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$153K 0.06%
1,612
-9,546
-86% -$872K
FISR icon
177
State Street Fixed Income Sector Rotation ETF
FISR
$494M
$152K 0.06%
5,844
+2,512
+75% +$62.8K
JCI icon
178
Johnson Controls International
JCI
$91.3B
$151K 0.06%
2,613
– –
SPTM icon
179
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$148K 0.06%
2,525
– –
GLD icon
180
SPDR Gold Trust
GLD
$143B
$143K 0.06%
750
+192
+34% +$35.2K
SPTI icon
181
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$143K 0.06%
+5,006
New +$139K
MOAT icon
182
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$140K 0.06%
1,654
+1,604
+3,208% +$125K
SPAB icon
183
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
$137K 0.06%
5,331
+4,874
+1,067% +$120K
FIXD icon
184
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$120K 0.05%
2,695
-56
-2% -$2.38K
VMBS icon
185
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$103K 0.04%
2,216
-56
-2% -$2.48K
SGOV icon
186
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$101K 0.04%
1,008
-14
-1% -$1.41K
BKR icon
187
Baker Hughes
BKR
$63.6B
$95K 0.04%
2,781
-95
-3% -$3.24K
BIV icon
188
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$94.8K 0.04%
1,241
-32
-3% -$2.34K
FTLS icon
189
First Trust Long/Short Equity ETF
FTLS
$2.49B
$93.5K 0.04%
1,662
-42
-2% -$2.29K
DTM icon
190
DT Midstream
DTM
$13.7B
$93.1K 0.04%
1,699
– –
IWD icon
191
iShares Russell 1000 Value ETF
IWD
$84.2B
$91.3K 0.04%
553
-167
-23% -$25.8K
CIBR icon
192
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$90.9K 0.04%
1,689
+320
+23% +$15.5K
BLV icon
193
Vanguard Long-Term Bond ETF
BLV
$5.69B
$90.2K 0.04%
1,209
-27
-2% -$1.85K
FVAL icon
194
Fidelity Value Factor ETF
FVAL
$1.38B
$89.8K 0.04%
1,695
+85
+5% +$4.21K
HFND icon
195
Unlimited HFND Multi-Strategy Return Tracker ETF
HFND
$37.5M
$88.3K 0.04%
4,242
+70
+2% +$1.43K
BRK.B icon
196
Berkshire Hathaway Class B
BRK.B
$1.14T
$87.4K 0.04%
245
-11
-4% -$3.86K
ARKK icon
197
ARK Innovation ETF
ARKK
$6.37B
$85.5K 0.04%
1,632
– –
CMA
198
DELISTED
Comerica
CMA
$85.4K 0.04%
1,531
– –
SRLN icon
199
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$82.5K 0.03%
1,967
-283
-13% -$11.8K
EBND icon
200
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$82K 0.03%
3,861
-180
-4% -$3.64K
6 7
8
9 10

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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.