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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKR icon
176
Baker Hughes
BKR
$64B
$102K 0.05%
+2,876
New +$102K
VMBS icon
177
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$99.5K 0.05%
2,272
+244
+12% +$11K
GLD icon
178
SPDR Gold Trust
GLD
$143B
$95.7K 0.04%
558
-71
-11% -$12.7K
SRLN icon
179
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$94.3K 0.04%
2,250
-46,948
-95% -$1.96M
BIV icon
180
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$92.1K 0.04%
1,273
+171
+16% +$12.6K
FTLS icon
181
First Trust Long/Short Equity ETF
FTLS
$2.49B
$90.6K 0.04%
1,704
-141
-8% -$7.54K
AFIF icon
182
Anfield Universal Fixed Income ETF
AFIF
$228M
$90.4K 0.04%
10,156
-143
-1% -$1.27K
DTM icon
183
DT Midstream
DTM
$13.9B
$89.9K 0.04%
1,699
– –
BRK.B icon
184
Berkshire Hathaway Class B
BRK.B
$1.11T
$89.7K 0.04%
256
+17
+7% +$6.03K
HFND icon
185
Unlimited HFND Multi-Strategy Return Tracker ETF
HFND
$37.4M
$84.4K 0.04%
4,172
-340
-8% -$7K
BLV icon
186
Vanguard Long-Term Bond ETF
BLV
$5.71B
$82.9K 0.04%
1,236
+122
+11% +$8.69K
FISR icon
187
State Street Fixed Income Sector Rotation ETF
FISR
$494M
$82.4K 0.04%
3,332
-2,427
-42% -$61.6K
UCON icon
188
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$82.1K 0.04%
3,436
-64,138
-95% -$1.55M
VIG icon
189
Vanguard Dividend Appreciation ETF
VIG
$115B
$80.3K 0.04%
517
+4
+0.8% +$648
EBND icon
190
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$80.1K 0.04%
4,041
-606
-13% -$12.6K
FVAL icon
191
Fidelity Value Factor ETF
FVAL
$1.38B
$77K 0.04%
1,610
-193
-11% -$9.56K
TIP icon
192
iShares TIPS Bond ETF
TIP
$14.7B
$71.5K 0.03%
689
– –
SPTL icon
193
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$71.3K 0.03%
2,728
-1,290
-32% -$36.3K
PAVE icon
194
Global X US Infrastructure Development ETF
PAVE
$14.4B
$67.6K 0.03%
2,224
-147
-6% -$4.64K
TIPX icon
195
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$66.8K 0.03%
3,693
-582
-14% -$10.6K
ARKK icon
196
ARK Innovation ETF
ARKK
$6.36B
$64.7K 0.03%
1,632
– –
CMA
197
DELISTED
Comerica
CMA
$63.6K 0.03%
1,531
– –
SO icon
198
Southern Company
SO
$106B
$63.4K 0.03%
979
-34
-3% -$2.36K
CIBR icon
199
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$62.2K 0.03%
1,369
-4
-0.3% -$183
EPD icon
200
Enterprise Products Partners
EPD
$81.9B
$56.1K 0.03%
2,049
+287
+16% +$7.68K
6 7
8
9 10

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.