We are live on ! Find out more
RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QAI icon
151
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$242K 0.11%
8,073
-670
-8% -$20.2K
GPK icon
152
Graphic Packaging
GPK
$3.53B
$231K 0.11%
10,372
+1,199
+13% +$27.5K
F icon
153
Ford
F
$55.8B
$228K 0.1%
18,337
-7
-0% -$91
VV icon
154
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$215K 0.1%
1,098
– –
RTX icon
155
RTX Corp
RTX
$302B
$214K 0.1%
2,978
-102
-3% -$8.74K
BSX icon
156
Boston Scientific
BSX
$73.1B
$210K 0.1%
3,980
-161
-4% -$8.44K
SJNK icon
157
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$205K 0.09%
8,364
-393
-4% -$9.68K
ES icon
158
Eversource Energy
ES
$26.8B
$200K 0.09%
3,447
-54
-2% -$3.6K
BNDX icon
159
Vanguard Total International Bond ETF
BNDX
$82.8B
$199K 0.09%
4,151
+590
+17% +$28.6K
VB icon
160
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$193K 0.09%
1,023
+11
+1% +$2.19K
COP icon
161
ConocoPhillips
COP
$148B
$188K 0.09%
1,571
-57
-4% -$6.62K
SPMD icon
162
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$185K 0.08%
4,225
-906
-18% -$41.7K
BSV icon
163
Vanguard Short-Term Bond ETF
BSV
$45.6B
$180K 0.08%
2,391
+111
+5% +$8.37K
GLPI icon
164
Gaming and Leisure Properties
GLPI
$12.5B
$177K 0.08%
3,883
+668
+21% +$31.8K
GWX icon
165
State Street SPDR S&P International Small Cap ETF
GWX
$914M
$173K 0.08%
5,927
-886
-13% -$27.1K
RGA icon
166
Reinsurance Group of America
RGA
$15.8B
$169K 0.08%
1,164
-31
-3% -$4.39K
FTCS icon
167
First Trust Capital Strength ETF
FTCS
$7.99B
$156K 0.07%
2,121
+1
+0% +$76
MTD icon
168
Mettler-Toledo International
MTD
$28.6B
$153K 0.07%
138
– –
PAAS icon
169
Pan American Silver
PAAS
$21.8B
$140K 0.06%
9,654
– –
JCI icon
170
Johnson Controls International
JCI
$91.3B
$139K 0.06%
2,613
– –
SPTM icon
171
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$133K 0.06%
2,525
-66,017
-96% -$3.61M
FIXD icon
172
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$116K 0.05%
2,751
-19,250
-87% -$835K
MINT icon
173
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$116K 0.05%
1,155
-101
-8% -$10.1K
IWD icon
174
iShares Russell 1000 Value ETF
IWD
$84.2B
$109K 0.05%
720
-24
-3% -$3.81K
SGOV icon
175
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$103K 0.05%
1,022
+1,009
+7,762% +$101K
5 6
7
8 9

Similar funds

SFS
Stiles Financial Services Edina, Minnesota $327M AUM 30.84% 1-Year Est. Return
SPFSPD
Sava Pension Fund (Sava Penzisko Drushtvo) Skopje $327M AUM
JHWEPV
J. H. Whitney Equity Partners VI New Canaan, Connecticut $326M AUM
ISFAN
Investor's Fiduciary Advisor Network Snoqualmie, Washington $326M AUM 19.7% 1-Year Est. Return
BCM
Boone Capital Management Atlanta, Georgia $326M AUM 86.31% 1-Year Est. Return
AFA
Alpha Financial Advisors Charlotte, North Carolina $326M AUM 15.49% 1-Year Est. Return
ECH
ER Collective Holdings Washington, District of Columbia $326M AUM
AFS
Aft Forsyth & Sober Valrico, Florida $328M AUM 25.24% 1-Year Est. Return

Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.