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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRT icon
126
Vertiv
VRT
$104B
$348K 0.16%
9,342
-21,455
-70% -$707K
MCHP icon
127
Microchip Technology
MCHP
$44.2B
$340K 0.16%
4,359
-140
-3% -$11.7K
DTE icon
128
DTE Energy
DTE
$28.5B
$338K 0.15%
3,401
– –
LECO icon
129
Lincoln Electric
LECO
$15.1B
$330K 0.15%
+1,814
New +$347K
PHM icon
130
Pultegroup
PHM
$24.8B
$322K 0.15%
+4,350
New +$347K
EVA
131
DELISTED
Enviva Inc.
EVA
$321K 0.15%
+42,992
New +$447K
MDLZ icon
132
Mondelez International
MDLZ
$78.5B
$321K 0.15%
4,624
-173
-4% -$12.5K
MAR icon
133
Marriott International
MAR
$90.9B
$319K 0.15%
1,624
+1,603
+7,633% +$318K
CAT icon
134
Caterpillar
CAT
$385B
$318K 0.15%
1,165
+1,151
+8,221% +$312K
BNY
135
Bank of New York Mellon
BNY
$108B
$307K 0.14%
7,199
-250
-3% -$11.1K
SYY icon
136
Sysco
SYY
$40.1B
$305K 0.14%
4,622
-168
-4% -$12.1K
WFC icon
137
Wells Fargo
WFC
$265B
$299K 0.14%
7,311
-231
-3% -$9.97K
FISV
138
Fiserv Inc
FISV
$27.8B
$296K 0.14%
2,616
-101
-4% -$12.4K
PXD
139
DELISTED
Pioneer Natural Resource Co.
PXD
$295K 0.14%
1,286
-48
-4% -$10.9K
KR icon
140
Kroger
KR
$34.6B
$294K 0.13%
6,569
-211
-3% -$9.93K
CRM icon
141
Salesforce
CRM
$162B
$291K 0.13%
1,437
-51
-3% -$11K
TPR icon
142
Tapestry
TPR
$33.3B
$290K 0.13%
10,098
+1,198
+13% +$43.9K
AXP icon
143
American Express
AXP
$229B
$289K 0.13%
1,937
-76
-4% -$12.4K
IRM icon
144
Iron Mountain
IRM
$36.2B
$286K 0.13%
4,814
-178
-4% -$10.9K
IQV icon
145
IQVIA
IQV
$39.8B
$283K 0.13%
1,440
-56
-4% -$12.2K
ELV icon
146
Elevance Health
ELV
$86.2B
$279K 0.13%
640
-12
-2% -$5.44K
WDAY icon
147
Workday
WDAY
$45.5B
$266K 0.12%
1,239
-85
-6% -$19.7K
VWO icon
148
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$258K 0.12%
6,575
+850
+15% +$34.7K
IPG
149
DELISTED
Interpublic Group of Companies
IPG
$247K 0.11%
8,620
-2,148
-20% -$71.7K
NSC icon
150
Norfolk Southern
NSC
$75B
$245K 0.11%
1,244
-45
-3% -$9.73K
4 5
6
7 8

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.