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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGN icon
101
Align Technology
ALGN
$12.5B
$496K 0.23%
1,624
-177
-10% -$61.2K
MCD icon
102
McDonald's
MCD
$194B
$494K 0.23%
1,875
+102
+6% +$29.1K
UPS icon
103
United Parcel Service
UPS
$89.1B
$490K 0.22%
3,141
+314
+11% +$54.2K
LLY icon
104
Eli Lilly
LLY
$1.1T
$489K 0.22%
910
-339
-27% -$175K
DELL icon
105
Dell
DELL
$296B
$488K 0.22%
7,086
-898
-11% -$53.5K
SHW icon
106
Sherwin-Williams
SHW
$88.1B
$482K 0.22%
1,890
-86
-4% -$23K
SPYV icon
107
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$473K 0.22%
11,475
-540
-4% -$23.4K
JPST icon
108
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$471K 0.22%
9,394
+1,741
+23% +$87.2K
PRU icon
109
Prudential Financial
PRU
$42.1B
$462K 0.21%
4,865
+394
+9% +$37.3K
BMY icon
110
Bristol-Myers Squibb
BMY
$132B
$454K 0.21%
7,818
-3,369
-30% -$206K
LMT icon
111
Lockheed Martin
LMT
$139B
$448K 0.2%
1,095
+1,013
+1,235% +$449K
QCOM icon
112
Qualcomm
QCOM
$170B
$440K 0.2%
3,961
+598
+18% +$69.4K
V icon
113
Visa
V
$675B
$437K 0.2%
1,901
-145
-7% -$34.9K
TXN icon
114
Texas Instruments
TXN
$256B
$425K 0.19%
2,675
+239
+10% +$40.8K
MCK icon
115
McKesson
MCK
$103B
$424K 0.19%
976
-29
-3% -$12.2K
IWY icon
116
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$423K 0.19%
2,749
-284
-9% -$45.3K
VTI icon
117
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$421K 0.19%
1,983
+2
+0.1% +$443
SPSM icon
118
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$413K 0.19%
11,183
+3,803
+52% +$148K
ACN icon
119
Accenture
ACN
$109B
$398K 0.18%
1,297
-39
-3% -$12.3K
PH icon
120
Parker-Hannifin
PH
$134B
$396K 0.18%
1,017
-47
-4% -$18.9K
MPC icon
121
Marathon Petroleum
MPC
$90B
$363K 0.17%
2,400
-62
-3% -$8.64K
IBKR icon
122
Interactive Brokers
IBKR
$41.1B
$360K 0.16%
16,636
-660
-4% -$14.7K
AMT icon
123
American Tower
AMT
$78.8B
$357K 0.16%
2,170
-334
-13% -$61K
KMB icon
124
Kimberly-Clark
KMB
$35.9B
$352K 0.16%
2,916
-78
-3% -$10.1K
CMCSA icon
125
Comcast
CMCSA
$89.4B
$351K 0.16%
7,917
-1,876
-19% -$83.8K
3 4
5
6 7

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.