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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
76
Danaher
DHR
$147B
$788K 0.36%
3,583
-216
-6% -$48.2K
WMT icon
77
Walmart Inc
WMT
$897B
$772K 0.35%
14,481
+765
+6% +$40.7K
T icon
78
AT&T
T
$165B
$762K 0.35%
50,741
+12,675
+33% +$186K
ROKU icon
79
Roku
ROKU
$22.5B
$758K 0.35%
10,742
-4,196
-28% -$325K
XLSR icon
80
State Street US Sector Rotation ETF
XLSR
$1.05B
$746K 0.34%
18,082
-4,150
-19% -$179K
STX icon
81
Seagate
STX
$182B
$743K 0.34%
11,268
+592
+6% +$38.1K
VUG icon
82
Vanguard Morningstar Growth ETF
VUG
$230B
$743K 0.34%
16,368
-894
-5% -$42.2K
ICVT icon
83
iShares Convertible Bond ETF
ICVT
$7.42B
$725K 0.33%
9,765
-140
-1% -$10.6K
INTU icon
84
Intuit
INTU
$91.5B
$716K 0.33%
1,402
-115
-8% -$58.2K
VTV icon
85
Vanguard Morningstar Value ETF
VTV
$192B
$696K 0.32%
5,046
-302
-6% -$43.3K
MO icon
86
Altria Group
MO
$109B
$665K 0.3%
15,807
+2,176
+16% +$96.1K
KO icon
87
Coca-Cola
KO
$374B
$660K 0.3%
11,798
+17
+0.1% +$1.02K
MCHI icon
88
iShares MSCI China ETF
MCHI
$6.42B
$645K 0.29%
14,893
+11,464
+334% +$519K
PEP icon
89
PepsiCo
PEP
$188B
$645K 0.29%
3,804
-342
-8% -$62.1K
SBUX icon
90
Starbucks
SBUX
$119B
$642K 0.29%
7,038
+638
+10% +$62.6K
SPEM icon
91
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$627K 0.29%
18,665
+929
+5% +$32.1K
JPIE icon
92
JPMorgan Income ETF
JPIE
$10.3B
$622K 0.28%
14,016
+1,995
+17% +$89.4K
MMM icon
93
3M
MMM
$93.9B
$621K 0.28%
7,928
+5,657
+249% +$486K
SPDW icon
94
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$604K 0.28%
19,493
-3,682
-16% -$119K
BAC icon
95
Bank of America
BAC
$447B
$604K 0.28%
22,070
+1,343
+6% +$39.7K
NEE icon
96
NextEra Energy
NEE
$177B
$568K 0.26%
9,920
+966
+11% +$66.9K
DLR icon
97
Digital Realty Trust
DLR
$70.8B
$509K 0.23%
4,205
+142
+3% +$17.4K
INTC icon
98
Intel
INTC
$492B
$503K 0.23%
14,148
+504
+4% +$17.6K
SPGI icon
99
S&P Global
SPGI
$121B
$501K 0.23%
1,369
-32
-2% -$12.6K
ISRG icon
100
Intuitive Surgical
ISRG
$139B
$497K 0.23%
1,700
-32
-2% -$9.99K
2 3
4
5 6

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.