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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
51
Zoetis
ZTS
$30.9B
$1.09M 0.5%
6,288
-454
-7% -$82.4K
PYPL icon
52
PayPal
PYPL
$50.5B
$1.09M 0.5%
18,661
-438
-2% -$28.5K
NVDA icon
53
NVIDIA
NVDA
$5.27T
$1.08M 0.5%
24,890
-390
-2% -$17.5K
UNH icon
54
UnitedHealth
UNH
$371B
$1.05M 0.48%
2,088
+66
+3% +$32.5K
PG icon
55
Procter & Gamble
PG
$340B
$1.04M 0.48%
7,137
+325
+5% +$49.6K
LMBS icon
56
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$1.02M 0.46%
21,513
-16,016
-43% -$762K
ALB icon
57
Albemarle
ALB
$15.5B
$1.02M 0.46%
5,973
+4,750
+388% +$946K
JNK icon
58
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$1.01M 0.46%
11,158
-650
-6% -$59.5K
MRK icon
59
Merck
MRK
$323B
$998K 0.46%
9,694
+305
+3% +$32.9K
JPM icon
60
JPMorgan Chase
JPM
$956B
$994K 0.45%
6,853
+153
+2% +$22.9K
NFLX icon
61
Netflix
NFLX
$318B
$969K 0.44%
25,660
-1,660
-6% -$70.4K
HD icon
62
Home Depot
HD
$350B
$969K 0.44%
3,206
+142
+5% +$45.7K
VZ icon
63
Verizon
VZ
$195B
$957K 0.44%
29,535
+5,322
+22% +$180K
TWLO icon
64
Twilio
TWLO
$38B
$927K 0.42%
15,839
+1,242
+9% +$77.4K
PM icon
65
Philip Morris
PM
$290B
$923K 0.42%
9,970
+1,230
+14% +$118K
PFE icon
66
Pfizer
PFE
$154B
$912K 0.42%
27,497
+5,821
+27% +$206K
TSLA icon
67
Tesla
TSLA
$1.31T
$909K 0.42%
3,633
-30
-0.8% -$7.71K
XLC icon
68
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$905K 0.41%
13,802
+7,341
+114% +$490K
AMD icon
69
Advanced Micro Devices
AMD
$767B
$886K 0.41%
8,621
+1,010
+13% +$110K
MA icon
70
Mastercard
MA
$493B
$884K 0.4%
2,232
-69
-3% -$27.7K
XLF icon
71
State Street Financial Select Sector SPDR ETF
XLF
$59B
$852K 0.39%
25,693
+14,207
+124% +$490K
VEA icon
72
Vanguard FTSE Developed Markets ETF
VEA
$236B
$804K 0.37%
18,393
-258
-1% -$11.8K
CMG icon
73
Chipotle Mexican Grill
CMG
$40.7B
$797K 0.36%
21,750
+200
+0.9% +$7.8K
ORCL icon
74
Oracle
ORCL
$435B
$796K 0.36%
7,514
-1,156
-13% -$134K
BYLD icon
75
iShares Yield Optimized Bond ETF
BYLD
$441M
$796K 0.36%
37,224
+6,083
+20% +$132K
1 2
3
4 5

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.