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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
551
Regions Financial
RF
$27B
– –
-63
Closed -$1.12K
SPTI icon
552
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
– –
-2
Closed -$57
STLA icon
553
Stellantis
STLA
$20.6B
– –
-70
Closed -$1.23K
STZ icon
554
Constellation Brands
STZ
$22.7B
– –
-8
Closed -$1.97K
THQ
555
abrdn Healthcare Opportunities Fund
THQ
$808M
– –
-50
Closed -$954
TQQQ icon
556
ProShares UltraPro QQQ
TQQQ
$36.6B
– –
-292
Closed -$5.99K
TTD icon
557
Trade Desk
TTD
$6.29B
– –
-130
Closed -$10K
TXRH icon
558
Texas Roadhouse
TXRH
$13.8B
– –
-20
Closed -$2.25K
UNP icon
559
Union Pacific
UNP
$174B
– –
-16
Closed -$3.27K
USA icon
560
Liberty All-Star Equity Fund
USA
$1.87B
– –
-168
Closed -$1.09K
USTB icon
561
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.4B
– –
-35,149
Closed -$1.72M
VTIP icon
562
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-239
Closed -$11.3K
WBA
563
DELISTED
Walgreens Boots Alliance
WBA
– –
-545
Closed -$15.5K
XJUN icon
564
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$139M
– –
-11
Closed -$368
XOM icon
565
ExxonMobil
XOM
$658B
– –
-51
Closed -$5.47K
BSCO
566
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-559
Closed -$11.5K
CYA
567
DELISTED
Simplify Tail Risk Strategy ETF
CYA
– –
0
– -$53
IBDO
568
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
-5
Closed -$129
MMP
569
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-102
Closed -$6.36K
BICK
570
DELISTED
First Trust BICK Index Fund
BICK
– –
-2,735
Closed -$74.5K
MINC
571
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-8,715
Closed -$390K
19 20 21 22
23

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.