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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYV icon
526
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
– –
-16
Closed -$1.04K
NANR icon
527
State Street SPDR S&P North American Natural Resources ETF
NANR
$808M
– –
-67
Closed -$3.55K
OKE icon
528
Oneok
OKE
$57.6B
– –
-22
Closed -$1.4K
PAUG icon
529
Innovator US Equity Power Buffer ETF August
PAUG
$934M
– –
-17
Closed -$528
PKST
530
DELISTED
Peakstone Realty Trust
PKST
– –
-901
Closed -$15K
PLTR icon
531
Palantir
PLTR
$421B
– –
-70
Closed -$1.12K
SCHF icon
532
Schwab International Equity ETF
SCHF
$68.5B
– –
-26
Closed -$441
SCHG icon
533
Schwab US Large-Cap Growth ETF
SCHG
$62.6B
– –
-104
Closed -$1.89K
SIVR icon
534
abrdn Physical Silver Shares ETF
SIVR
$4.48B
– –
-343
Closed -$7.29K
SLF icon
535
Sun Life Financial
SLF
$45B
– –
-140
Closed -$6.83K
SLYG icon
536
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
– –
-4
Closed -$293
SLYV icon
537
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.07B
– –
-7
Closed -$507
TAIL icon
538
Cambria Tail Risk ETF
TAIL
$146M
– –
-122
Closed -$1.58K
VV icon
539
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
– –
-1,098
Closed -$215K
XLB icon
540
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
– –
-162
Closed -$6.36K
XLRE icon
541
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.51B
– –
-153
Closed -$5.21K
XLU icon
542
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
– –
-576
Closed -$17K
XT icon
543
iShares Future Exponential Technologies ETF
XT
$3.97B
– –
-953
Closed -$49.8K
DJT icon
544
Trump Media & Technology Group
DJT
$2.46B
– –
-185
Closed -$3.04K
BFX
545
DELISTED
BowFlex Inc.
BFX
– –
-2,539
Closed -$2.16K
KMF
546
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-1
Closed -$7
18 19 20 21
22

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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.