We are live on ! Find out more
RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
526
iShares Floating Rate Bond ETF
FLOT
$10.5B
– –
-269
Closed -$13.7K
FSK icon
527
FS KKR Capital
FSK
$3.39B
– –
-955
Closed -$18.3K
FXL icon
528
First Trust Technology AlphaDEX Fund
FXL
$2.79B
– –
-54
Closed -$6.21K
GBIL icon
529
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
– –
-17,870
Closed -$1.79M
GD icon
530
General Dynamics
GD
$106B
– –
-4
Closed -$861
GWW icon
531
W.W. Grainger
GWW
$61.3B
– –
-5
Closed -$3.94K
HAL icon
532
Halliburton
HAL
$28.2B
– –
-300
Closed -$9.9K
HBT icon
533
HBT Financial
HBT
$1.32B
– –
-374
Closed -$6.9K
HTD
534
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$902M
– –
-44
Closed -$898
JAAA icon
535
Janus Henderson AAA CLO ETF
JAAA
$29.8B
– –
-81,373
Closed -$4.06M
K
536
DELISTED
Kellanova
K
– –
-17
Closed -$1.08K
KEY icon
537
KeyCorp
KEY
$24.3B
– –
-398
Closed -$3.68K
LGLV icon
538
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
– –
-21,609
Closed -$3.04M
LNG icon
539
Cheniere Energy
LNG
$54.8B
– –
-1,140
Closed -$174K
LQDH icon
540
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
– –
-72
Closed -$6.69K
LUMN icon
541
Lumen
LUMN
$6.58B
– –
-13
Closed -$29
MAYW icon
542
AllianzIM U.S. Equity Buffer20 May ETF
MAYW
$452M
– –
-5
Closed -$129
MOH icon
543
Molina Healthcare
MOH
$10.2B
– –
-3
Closed -$904
MTB icon
544
M&T Bank
MTB
$36.4B
– –
-7
Closed -$866
NEAR icon
545
iShares Short Maturity Bond ETF
NEAR
$4.88B
– –
-993
Closed -$49.4K
NOBL icon
546
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-42
Closed -$1.98K
OVV icon
547
Ovintiv
OVV
$17.6B
– –
-25
Closed -$952
OXM icon
548
Oxford Industries
OXM
$542M
– –
-13
Closed -$1.28K
PEG icon
549
Public Service Enterprise Group
PEG
$37.5B
– –
-22
Closed -$1.38K
REZ icon
550
iShares Residential and Multisector Real Estate ETF
REZ
$842M
– –
-19
Closed -$1.39K
19 20 21
22
23

Similar funds

SFS
Stiles Financial Services Edina, Minnesota $327M AUM 30.84% 1-Year Est. Return
SPFSPD
Sava Pension Fund (Sava Penzisko Drushtvo) Skopje $327M AUM
JHWEPV
J. H. Whitney Equity Partners VI New Canaan, Connecticut $326M AUM
ISFAN
Investor's Fiduciary Advisor Network Snoqualmie, Washington $326M AUM 19.7% 1-Year Est. Return
BCM
Boone Capital Management Atlanta, Georgia $326M AUM 86.31% 1-Year Est. Return
AFA
Alpha Financial Advisors Charlotte, North Carolina $326M AUM 15.49% 1-Year Est. Return
ECH
ER Collective Holdings Washington, District of Columbia $326M AUM
AFS
Aft Forsyth & Sober Valrico, Florida $328M AUM 25.24% 1-Year Est. Return

Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.