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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
501
Two Harbors Investment
TWO
$1.26B
$14 ﹤0.01%
1
– –
VCSH icon
502
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
– –
-7
Closed -$530
BKKT.WS icon
503
Bakkt Inc Warrants
BKKT.WS
$214K
$7 ﹤0.01%
20
– –
ALGM icon
504
Allegro MicroSystems
ALGM
$7.9B
– –
-72
Closed -$2.3K
AMH icon
505
American Homes 4 Rent
AMH
$12.3B
– –
-100
Closed -$3.37K
BIPC icon
506
Brookfield Infrastructure
BIPC
$4.91B
– –
-20
Closed -$707
BWA icon
507
BorgWarner
BWA
$14.1B
– –
-67
Closed -$2.71K
CI icon
508
Cigna
CI
$71.8B
– –
-30
Closed -$8.58K
DAR icon
509
Darling Ingredients
DAR
$9.91B
– –
-38
Closed -$1.98K
DECT icon
510
AllianzIM U.S. Equity Buffer10 Dec ETF
DECT
$128M
– –
-19
Closed -$498
ELV icon
511
Elevance Health
ELV
$84.8B
– –
-640
Closed -$279K
ES icon
512
Eversource Energy
ES
$26.7B
– –
-3,447
Closed -$200K
FJUL icon
513
FT Vest US Equity Buffer ETF July
FJUL
$1.26B
– –
-13
Closed -$499
FTNT icon
514
Fortinet
FTNT
$119B
– –
-38
Closed -$2.23K
GJUL icon
515
FT Vest US Equity Moderate Buffer ETF July
GJUL
$406M
– –
-18
Closed -$539
GJUN icon
516
FT Vest US Equity Moderate Buffer ETF June
GJUN
$534M
– –
-17
Closed -$504
GLDM icon
517
SPDR Gold MiniShares Trust
GLDM
$30B
– –
-14
Closed -$513
GS icon
518
Goldman Sachs
GS
$303B
– –
-10
Closed -$3.24K
HSY icon
519
Hershey
HSY
$36.6B
– –
-18
Closed -$3.6K
IBM icon
520
IBM
IBM
$225B
– –
-8
Closed -$1.12K
ICE icon
521
Intercontinental Exchange
ICE
$84.4B
– –
-32
Closed -$3.52K
JUNW icon
522
AllianzIM U.S. Equity Buffer20 Jun ETF
JUNW
$373M
– –
-42
Closed -$1.07K
LOW icon
523
Lowe's Companies
LOW
$124B
– –
-5
Closed -$1.04K
LTPZ icon
524
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
– –
-4
Closed -$210
MDYG icon
525
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
– –
-18
Closed -$1.25K
18 19 20
21
22

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ECH
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AFS
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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.