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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTLA icon
501
Intellia Therapeutics
NTLA
$1.67B
$63 ﹤0.01%
2
-2
-50% -$78
NS
502
DELISTED
NuStar Energy L.P.
NS
$35 ﹤0.01%
2
– –
BTE icon
503
Baytex Energy
BTE
$3.09B
$31 ﹤0.01%
7
-1
-13% -$4
FEN
504
DELISTED
First Trust Energy Income and Growth Fund
FEN
$26 ﹤0.01%
2
– –
NVG icon
505
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$21 ﹤0.01%
2
– –
MUI
506
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$20 ﹤0.01%
2
– –
HYT icon
507
BlackRock Corporate High Yield Fund
HYT
$1.37B
$17 ﹤0.01%
2
– –
TWO
508
Two Harbors Investment
TWO
$1.26B
$13 ﹤0.01%
1
– –
KMF
509
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$7 ﹤0.01%
1
– –
BKKT.WS icon
510
Bakkt Inc Warrants
BKKT.WS
$238K
$5 ﹤0.01%
20
– –
BUZZ icon
511
VanEck Social Sentiment ETF
BUZZ
$98.9M
– –
0
– –
AAT
512
American Assets Trust
AAT
$1.37B
– –
-101
Closed -$1.94K
ABUS icon
513
Arbutus Biopharma
ABUS
$930M
– –
-379
Closed -$872
ADI icon
514
Analog Devices
ADI
$188B
– –
-16
Closed -$3.12K
ADM icon
515
Archer Daniels Midland
ADM
$38.6B
– –
-110
Closed -$8.31K
AFL icon
516
Aflac
AFL
$61B
– –
-18
Closed -$1.26K
CROX icon
517
Crocs
CROX
$6.39B
– –
-2,436
Closed -$274K
CRUS icon
518
Cirrus Logic
CRUS
$6.07B
– –
-15
Closed -$1.22K
CSQ icon
519
Calamos Strategic Total Return Fund
CSQ
$3.35B
– –
-76
Closed -$1.12K
CWB icon
520
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
– –
-2,428
Closed -$170K
DNUT icon
521
Krispy Kreme
DNUT
$541M
– –
-45
Closed -$663
DOV icon
522
Dover
DOV
$28.1B
– –
-2,416
Closed -$357K
ET icon
523
Energy Transfer Partners
ET
$71.7B
– –
-255
Closed -$3.24K
FDX icon
524
FedEx
FDX
$76.1B
– –
-5
Closed -$1.24K
FHI icon
525
Federated Hermes
FHI
$4.72B
– –
-469
Closed -$16.8K
19 20
21
22 23

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AFS
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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.