RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $277M
This Quarter Return
-3.77%
1 Year Return
+15.8%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$219M
AUM Growth
+$219M
Cap. Flow
-$3.33M
Cap. Flow %
-1.52%
Top 10 Hldgs %
34.3%
Holding
572
New
25
Increased
118
Reduced
203
Closed
60

Top Buys

1
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$8.12M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$7.71M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$4.58M
4
QQEW icon
First Trust NASDAQ-100 Equal Weighted Index Fund
QQEW
$2.13M
5
XLV icon
Health Care Select Sector SPDR Fund
XLV
$1.78M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$4.45M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
$4.06M
3
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.98M
4
SPTM icon
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$3.47M
5
LGLV icon
SPDR SSGA US Large Cap Low Volatility Index ETF
LGLV
$3.04M

Sector Composition

1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NTLA icon
501
Intellia Therapeutics
NTLA
$1.23B
$63 ﹤0.01%
2
-2
-50% -$63
NS
502
DELISTED
NuStar Energy L.P.
NS
$35 ﹤0.01%
2
– –
BTE icon
503
Baytex Energy
BTE
$1.76B
$31 ﹤0.01%
7
-1
-13% -$4
FEN
504
DELISTED
First Trust Energy Income and Growth Fund
FEN
$26 ﹤0.01%
2
– –
NVG icon
505
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.52B
$21 ﹤0.01%
2
– –
MUI
506
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$20 ﹤0.01%
2
– –
HYT icon
507
BlackRock Corporate High Yield Fund
HYT
$1.46B
$17 ﹤0.01%
2
– –
TWO
508
Two Harbors Investment
TWO
$1.02B
$13 ﹤0.01%
1
– –
KMF
509
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$7 ﹤0.01%
1
– –
BKKT.WS icon
510
Bakkt Holdings Inc Warrants
BKKT.WS
$1.3M
$5 ﹤0.01%
20
– –
BUZZ icon
511
VanEck Social Sentiment ETF
BUZZ
$97.8M
– –
0
– –
AAT
512
American Assets Trust
AAT
$1.26B
– –
-101
Closed -$1.94K
ABUS icon
513
Arbutus Biopharma
ABUS
$744M
– –
-379
Closed -$872
ADI icon
514
Analog Devices
ADI
$120B
– –
-16
Closed -$3.12K
ADM icon
515
Archer Daniels Midland
ADM
$29.8B
– –
-110
Closed -$8.31K
AFL icon
516
Aflac
AFL
$56.5B
– –
-18
Closed -$1.26K
CROX icon
517
Crocs
CROX
$4.95B
– –
-2,436
Closed -$274K
CRUS icon
518
Cirrus Logic
CRUS
$5.73B
– –
-15
Closed -$1.22K
CSQ icon
519
Calamos Strategic Total Return Fund
CSQ
$2.95B
– –
-76
Closed -$1.12K
CWB icon
520
SPDR Bloomberg Convertible Securities ETF
CWB
$4.38B
– –
-2,428
Closed -$170K
DNUT icon
521
Krispy Kreme
DNUT
$579M
– –
-45
Closed -$663
DOV icon
522
Dover
DOV
$24.1B
– –
-2,416
Closed -$357K
ET icon
523
Energy Transfer Partners
ET
$61B
– –
-255
Closed -$3.24K
GD icon
524
General Dynamics
GD
$87.2B
– –
-4
Closed -$861
GWW icon
525
W.W. Grainger
GWW
$48.5B
– –
-5
Closed -$3.94K
19 20
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