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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$217M
AUM Growth
+$18.6M
Cap. Flow
+$5.43M
Cap. Flow %
2.5%
Top 10 Hldgs %
28.92%
Holding
572
New
28
Increased
179
Reduced
150
Closed
21

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.02M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.67M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.64M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$1.6M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.58M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.46M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.3M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.12M
4
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$1.78M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.03M

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 4.88%
3 Consumer Discretionary 4.01%
4 Communication Services 3.86%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHF icon
501
Brighthouse Financial
BHF
$3.38B
$618 ﹤0.01%
14
– –
TAP icon
502
Molson Coors Class B
TAP
$7.83B
$568 ﹤0.01%
11
– –
DECW icon
503
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
$562 ﹤0.01%
22
-3
-12% -$75
SLYV icon
504
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.06B
$533 ﹤0.01%
7
– –
JOBY icon
505
Joby Aviation
JOBY
$8.33B
$521 ﹤0.01%
120
+9
+8% +$37
SIXJ icon
506
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
$149M
$521 ﹤0.01%
+22
New +$510
CCL icon
507
Carnival Corporation Ltd
CCL
$38B
$508 ﹤0.01%
50
– –
TAIL icon
508
Cambria Tail Risk ETF
TAIL
$146M
$500 ﹤0.01%
+34
New +$507
LGF.A
509
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$474 ﹤0.01%
43
– –
SCHF icon
510
Schwab International Equity ETF
SCHF
$68.5B
$452 ﹤0.01%
26
– –
VTRS icon
511
Viatris
VTRS
$18.7B
$452 ﹤0.01%
47
– –
JPXN
512
iShares JPX-Nikkei 400 ETF
JPXN
$140M
$376 ﹤0.01%
6
– –
NTLA icon
513
Intellia Therapeutics
NTLA
$1.68B
$373 ﹤0.01%
10
– –
BKKT icon
514
Bakkt Inc
BKKT
$329M
$354 ﹤0.01%
8
– –
DJAN icon
515
FT Vest US Equity Deep Buffer ETF January
DJAN
$482M
$343 ﹤0.01%
11
– –
DECT icon
516
AllianzIM U.S. Equity Buffer10 Dec ETF
DECT
$128M
$305 ﹤0.01%
12
– –
CNK icon
517
Cinemark Holdings
CNK
$4.25B
$296 ﹤0.01%
20
– –
SLYG icon
518
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$295 ﹤0.01%
4
– –
DMAR icon
519
FT Vest US Equity Deep Buffer ETF March
DMAR
$459M
$278 ﹤0.01%
9
-2
-18% -$61
IBDO
520
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$278 ﹤0.01%
+11
New +$276
IBTD
521
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$274 ﹤0.01%
+11
New +$272
APRW icon
522
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$201M
$270 ﹤0.01%
+10
New +$268
DFEB icon
523
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$269 ﹤0.01%
8
-2
-20% -$67
DAPR icon
524
FT Vest US Equity Deep Buffer ETF April
DAPR
$315M
$267 ﹤0.01%
9
-2
-18% -$59
EMBC icon
525
Embecta
EMBC
$276M
$257 ﹤0.01%
9
– –
19 20
21
22 23

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Richard W. Paul & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Richard W. Paul & Associates held 572 positions worth $217M, up 9.3% from $199M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Richard W. Paul & Associates's Q1 2023 filing shows 28 new, 179 increased, 150 reduced and 21 closed positions. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 20,648 shares worth $2.05M. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.46M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 7.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q1 2023 buy was iShares 7-10 Year Treasury Bond ETF: 20,648 shares worth $2.05M.
  • Richard W. Paul & Associates added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q1 2023, an estimated $1.6M increase.
  • Richard W. Paul & Associates's biggest Q1 2023 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.46M.
  • Richard W. Paul & Associates fully exited Invesco S&P 500 Downside Hedged ETF in Q1 2023, selling an estimated $431K.
  • Richard W. Paul & Associates's ten largest holdings make up 29% of its $217M portfolio in Q1 2023.
  • Richard W. Paul & Associates opened 28 new positions and closed 21 in Q1 2023.
  • Richard W. Paul & Associates's portfolio value rose 9.3% quarter-over-quarter to $217M.

Based on Richard W. Paul & Associates's 13F filing for Q1 2023, filed 24 Apr 2023.