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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFIX icon
476
Simplify Interest Rate Hedge ETF
PFIX
$179M
$300 ﹤0.01%
+7
New +$630
RKT icon
477
Rocket Companies
RKT
$40.5B
$290 ﹤0.01%
20
– –
PSX icon
478
Phillips 66
PSX
$89.5B
$266 ﹤0.01%
2
– –
VLO icon
479
Valero Energy
VLO
$93.3B
$260 ﹤0.01%
2
– –
ITA icon
480
iShares US Aerospace & Defense ETF
ITA
$15B
$253 ﹤0.01%
2
– –
VTRS icon
481
Viatris
VTRS
$18.7B
$249 ﹤0.01%
23
– –
REZI icon
482
Resideo Technologies
REZI
$3.67B
$245 ﹤0.01%
13
– –
EMBC icon
483
Embecta
EMBC
$276M
$177 ﹤0.01%
9
– –
CCL icon
484
Carnival Corporation Ltd
CCL
$38B
$167 ﹤0.01%
9
– –
AVAV icon
485
AeroVironment
AVAV
$9.92B
$126 ﹤0.01%
1
-44
-98% -$5.38K
VC icon
486
Visteon
VC
$2.83B
$125 ﹤0.01%
1
– –
OGN icon
487
Organon & Co
OGN
$3.58B
$115 ﹤0.01%
8
– –
AVNS
488
DELISTED
Avanos Medical
AVNS
$112 ﹤0.01%
5
– –
GLW icon
489
Corning
GLW
$137B
$91 ﹤0.01%
3
– –
FCX icon
490
Freeport-McMoran
FCX
$96.4B
$85 ﹤0.01%
2
– –
GTX icon
491
Garrett Motion
GTX
$5.43B
$77 ﹤0.01%
8
– –
NTLA icon
492
Intellia Therapeutics
NTLA
$1.68B
$61 ﹤0.01%
2
– –
CNK icon
493
Cinemark Holdings
CNK
$4.25B
$56 ﹤0.01%
4
– –
NS
494
DELISTED
NuStar Energy L.P.
NS
$37 ﹤0.01%
2
– –
FEN
495
DELISTED
First Trust Energy Income and Growth Fund
FEN
$29 ﹤0.01%
2
– –
NVG icon
496
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$24 ﹤0.01%
2
– –
BTE icon
497
Baytex Energy
BTE
$3.08B
$23 ﹤0.01%
7
– –
MUI
498
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$23 ﹤0.01%
2
– –
HYT icon
499
BlackRock Corporate High Yield Fund
HYT
$1.38B
$19 ﹤0.01%
2
– –
OTRK
500
DELISTED
Ontrak
OTRK
$14 ﹤0.01%
+2
New +$20
18 19
20
21 22

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AFA
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ECH
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AFS
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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.