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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYA icon
476
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$64.9M
$483 ﹤0.01%
+38
New +$527
SCHF icon
477
Schwab International Equity ETF
SCHF
$68.5B
$441 ﹤0.01%
26
– –
CVNA icon
478
Carvana
CVNA
$79.2B
$420 ﹤0.01%
50
-35
-41% -$301
EDV icon
479
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
$420 ﹤0.01%
6
+5
+500% +$393
JPXN
480
iShares JPX-Nikkei 400 ETF
JPXN
$140M
$384 ﹤0.01%
6
– –
PWR icon
481
Quanta Services
PWR
$101B
$374 ﹤0.01%
2
-2
-50% -$401
LGF.A
482
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$363 ﹤0.01%
43
– –
SLYG icon
483
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$293 ﹤0.01%
4
– –
VLO icon
484
Valero Energy
VLO
$93.3B
$283 ﹤0.01%
2
-55
-96% -$7.21K
BKKT icon
485
Bakkt Inc
BKKT
$329M
$241 ﹤0.01%
8
– –
PSX icon
486
Phillips 66
PSX
$89.5B
$240 ﹤0.01%
2
– –
VTRS icon
487
Viatris
VTRS
$18.7B
$227 ﹤0.01%
23
– –
ITA icon
488
iShares US Aerospace & Defense ETF
ITA
$15B
$212 ﹤0.01%
2
-2
-50% -$228
LTPZ icon
489
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
$210 ﹤0.01%
+4
New +$226
REZI icon
490
Resideo Technologies
REZI
$3.67B
$205 ﹤0.01%
13
– –
RKT icon
491
Rocket Companies
RKT
$40.5B
$164 ﹤0.01%
20
– –
EMBC icon
492
Embecta
EMBC
$276M
$140 ﹤0.01%
9
– –
OGN icon
493
Organon & Co
OGN
$3.58B
$139 ﹤0.01%
8
– –
VC icon
494
Visteon
VC
$2.83B
$138 ﹤0.01%
1
– –
CCL icon
495
Carnival Corporation Ltd
CCL
$38B
$123 ﹤0.01%
9
-11
-55% -$182
AVNS
496
DELISTED
Avanos Medical
AVNS
$101 ﹤0.01%
5
– –
GLW icon
497
Corning
GLW
$137B
$91 ﹤0.01%
3
– –
FCX icon
498
Freeport-McMoran
FCX
$96.4B
$75 ﹤0.01%
2
– –
CNK icon
499
Cinemark Holdings
CNK
$4.25B
$73 ﹤0.01%
4
-4
-50% -$67
GTX icon
500
Garrett Motion
GTX
$5.43B
$63 ﹤0.01%
8
– –
18 19
20
21 22

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.