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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $297M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+18.71%
3 Year Est. Return
+55.38%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLS icon
26
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$1.86M 0.78%
44,712
+50
+0.1% +$1.99K
IWM icon
27
iShares Russell 2000 ETF
IWM
$81.4B
$1.84M 0.77%
9,169
-196
-2% -$35.1K
JEPI icon
28
JPMorgan Equity Premium Income ETF
JEPI
$46B
$1.83M 0.77%
33,232
+740
+2% +$39.9K
EEM icon
29
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$1.83M 0.77%
45,401
+771
+2% +$29.8K
IAGG icon
30
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$1.75M 0.74%
35,184
-728
-2% -$36K
AMZN icon
31
Amazon
AMZN
$2.99T
$1.72M 0.72%
11,345
-34
-0.3% -$4.77K
SPYM
32
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$1.71M 0.72%
30,546
-1,307
-4% -$68.5K
ISTB icon
33
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$1.65M 0.69%
34,619
-621
-2% -$29K
EMXC icon
34
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.8B
$1.63M 0.68%
29,407
-318
-1% -$16.4K
META icon
35
Meta Platforms (Facebook)
META
$1.51T
$1.6M 0.67%
4,513
+330
+8% +$107K
ADBE icon
36
Adobe
ADBE
$108B
$1.57M 0.66%
2,629
-172
-6% -$99.2K
GOOG icon
37
Alphabet (Google) Class C
GOOG
$4.32T
$1.52M 0.64%
10,816
-405
-4% -$55K
XLI icon
38
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$1.51M 0.64%
13,264
-155
-1% -$16.3K
SPY icon
39
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$1.51M 0.63%
3,169
-140
-4% -$62.4K
AVGO icon
40
Broadcom
AVGO
$2T
$1.48M 0.62%
13,220
-440
-3% -$41.7K
JPM icon
41
JPMorgan Chase
JPM
$951B
$1.43M 0.6%
8,429
+1,576
+23% +$239K
DSTL icon
42
Distillate US Fundamental Stability & Value ETF
DSTL
$2.05B
$1.4M 0.59%
28,446
+361
+1% +$16.6K
JEPQ icon
43
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$1.38M 0.58%
27,656
+425
+2% +$20.5K
ABBV icon
44
AbbVie
ABBV
$435B
$1.36M 0.57%
8,774
-80
-0.9% -$11.7K
QQQM icon
45
Invesco NASDAQ 100 ETF
QQQM
$102B
$1.26M 0.53%
7,448
-450
-6% -$70.3K
COST icon
46
Costco
COST
$420B
$1.23M 0.52%
1,869
-102
-5% -$60.5K
NVDA icon
47
NVIDIA
NVDA
$5.26T
$1.22M 0.51%
24,630
-260
-1% -$12K
ZTS icon
48
Zoetis
ZTS
$30.4B
$1.2M 0.5%
6,055
-233
-4% -$41.2K
AMD icon
49
Advanced Micro Devices
AMD
$775B
$1.19M 0.5%
8,070
-551
-6% -$64.9K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.34T
$1.19M 0.5%
8,488
-361
-4% -$48.5K
1
2
3 4 5

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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.