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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLS icon
26
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$1.75M 0.8%
44,662
+3,639
+9% +$144K
IAGG icon
27
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$1.75M 0.8%
35,912
+1,119
+3% +$54.9K
JEPI icon
28
JPMorgan Equity Premium Income ETF
JEPI
$46B
$1.74M 0.8%
32,492
+2,187
+7% +$121K
EEM icon
29
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$1.69M 0.77%
44,630
+14,656
+49% +$580K
IWM icon
30
iShares Russell 2000 ETF
IWM
$81.5B
$1.66M 0.76%
9,365
+9,235
+7,104% +$1.73M
ISTB icon
31
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$1.63M 0.75%
35,240
+2,482
+8% +$116K
SPYM
32
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$1.6M 0.73%
31,853
-54,408
-63% -$2.85M
EMXC icon
33
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.8B
$1.48M 0.68%
29,725
-1,460
-5% -$75.8K
GOOG icon
34
Alphabet (Google) Class C
GOOG
$4.35T
$1.48M 0.68%
11,221
-2,850
-20% -$371K
AMZN icon
35
Amazon
AMZN
$3T
$1.45M 0.66%
11,379
-2,485
-18% -$333K
ADBE icon
36
Adobe
ADBE
$109B
$1.43M 0.65%
2,801
-238
-8% -$125K
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$1.41M 0.65%
3,309
-539
-14% -$240K
XLI icon
38
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$1.36M 0.62%
13,419
+5,109
+61% +$547K
ABBV icon
39
AbbVie
ABBV
$438B
$1.32M 0.6%
8,854
-1,203
-12% -$177K
JEPQ icon
40
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$1.28M 0.58%
27,231
-9,067
-25% -$437K
META icon
41
Meta Platforms (Facebook)
META
$1.52T
$1.26M 0.57%
4,183
-1,019
-20% -$307K
DSTL icon
42
Distillate US Fundamental Stability & Value ETF
DSTL
$2.06B
$1.25M 0.57%
28,085
+597
+2% +$27.4K
QQQM icon
43
Invesco NASDAQ 100 ETF
QQQM
$102B
$1.16M 0.53%
7,898
+7,884
+56,314% +$1.2M
JNJ icon
44
Johnson & Johnson
JNJ
$631B
$1.16M 0.53%
7,455
+1,786
+32% +$295K
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.37T
$1.16M 0.53%
8,849
-205
-2% -$26.5K
AVGO icon
46
Broadcom
AVGO
$2.01T
$1.13M 0.52%
13,660
-2,100
-13% -$182K
ULTA icon
47
Ulta Beauty
ULTA
$23.6B
$1.13M 0.52%
2,834
-26
-0.9% -$11.4K
CSCO icon
48
Cisco
CSCO
$483B
$1.13M 0.52%
20,996
+191
+0.9% +$10.3K
COST icon
49
Costco
COST
$422B
$1.11M 0.51%
1,971
-32
-2% -$17.7K
COIN icon
50
Coinbase
COIN
$39.2B
$1.1M 0.5%
14,679
-4,717
-24% -$398K
1
2
3 4 5

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.