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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TUA icon
451
Simplify Short Term Treasury Futures Strategy ETF
TUA
$656M
$1.06K ﹤0.01%
46
+11
+31% +$245
FSLR icon
452
First Solar
FSLR
$25.9B
$1.03K ﹤0.01%
6
– –
LYFT icon
453
Lyft
LYFT
$6.64B
$1.02K ﹤0.01%
68
– –
NEOG icon
454
Neogen
NEOG
$2.51B
$1.01K ﹤0.01%
50
– –
NEA icon
455
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$869 ﹤0.01%
79
– –
EDV icon
456
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
$823 ﹤0.01%
10
+4
+67% +$286
TYA icon
457
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$64.9M
$765 ﹤0.01%
54
+16
+42% +$208
BHF icon
458
Brighthouse Financial
BHF
$3.38B
$741 ﹤0.01%
14
– –
DVN icon
459
Devon Energy
DVN
$49.9B
$725 ﹤0.01%
16
-1
-6% -$46
NOVZ icon
460
TrueShares Structured Outcome November ETF
NOVZ
$2.63B
$710 ﹤0.01%
20
+5
+33% +$168
DECW icon
461
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
$709 ﹤0.01%
25
+6
+32% +$163
JULT icon
462
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$57.3M
$706 ﹤0.01%
21
+4
+24% +$127
AUGT icon
463
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
$32.3M
$701 ﹤0.01%
27
+5
+23% +$123
SPD icon
464
Simplify US Equity PLUS Downside Convexity ETF
SPD
$106M
$693 ﹤0.01%
+24
New +$652
JOBY icon
465
Joby Aviation
JOBY
$8.33B
$685 ﹤0.01%
103
+7
+7% +$43
TAP icon
466
Molson Coors Class B
TAP
$7.83B
$673 ﹤0.01%
11
– –
FDEC icon
467
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$663 ﹤0.01%
+17
New +$622
NVT icon
468
nVent Electric
NVT
$27.1B
$532 ﹤0.01%
+9
New +$477
CVNA icon
469
Carvana
CVNA
$79.2B
$529 ﹤0.01%
50
– –
LGF.A
470
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$467 ﹤0.01%
43
– –
BKKT icon
471
Bakkt Inc
BKKT
$329M
$459 ﹤0.01%
8
– –
KHC icon
472
Kraft Heinz
KHC
$29.2B
$444 ﹤0.01%
12
-31
-72% -$1.05K
NLOP
473
Net Lease Office Properties
NLOP
$170M
$444 ﹤0.01%
+24
New +$399
PWR icon
474
Quanta Services
PWR
$101B
$432 ﹤0.01%
2
– –
JPXN
475
iShares JPX-Nikkei 400 ETF
JPXN
$140M
$408 ﹤0.01%
6
– –
17 18
19
20 21

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BCM
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AFA
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ECH
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AFS
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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.