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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGAU
451
Centerra Gold
CGAU
$4.24B
$965 ﹤0.01%
197
– –
NEOG icon
452
Neogen
NEOG
$2.51B
$927 ﹤0.01%
50
– –
AVXL icon
453
Anavex Life Sciences
AVXL
$325M
$865 ﹤0.01%
132
-43
-25% -$342
KNF icon
454
Knife River
KNF
$3.87B
$830 ﹤0.01%
17
– –
DVN icon
455
Devon Energy
DVN
$49.9B
$811 ﹤0.01%
17
+1
+6% +$50
NEA icon
456
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$765 ﹤0.01%
79
– –
TUA icon
457
Simplify Short Term Treasury Futures Strategy ETF
TUA
$656M
$764 ﹤0.01%
35
+28
+400% +$626
LYFT icon
458
Lyft
LYFT
$6.64B
$717 ﹤0.01%
68
– –
BIPC icon
459
Brookfield Infrastructure
BIPC
$4.92B
$707 ﹤0.01%
20
+2
+11% +$83
TAP icon
460
Molson Coors Class B
TAP
$7.83B
$699 ﹤0.01%
11
– –
BHF icon
461
Brighthouse Financial
BHF
$3.38B
$685 ﹤0.01%
14
– –
JOBY icon
462
Joby Aviation
JOBY
$8.33B
$619 ﹤0.01%
96
-24
-20% -$189
GJUL icon
463
FT Vest US Equity Moderate Buffer ETF July
GJUL
$406M
$539 ﹤0.01%
+18
New +$549
PAUG icon
464
Innovator US Equity Power Buffer ETF August
PAUG
$934M
$528 ﹤0.01%
+17
New +$537
VCSH icon
465
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$528 ﹤0.01%
7
+6
+600% +$453
AUGT icon
466
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
$32.3M
$526 ﹤0.01%
+22
New +$538
JULT icon
467
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$57.3M
$525 ﹤0.01%
+17
New +$538
JANW icon
468
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$351M
$519 ﹤0.01%
+18
New +$523
GLDM icon
469
SPDR Gold MiniShares Trust
GLDM
$29.9B
$513 ﹤0.01%
14
+11
+367% +$420
SLYV icon
470
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.06B
$507 ﹤0.01%
7
– –
GJUN icon
471
FT Vest US Equity Moderate Buffer ETF June
GJUN
$535M
$504 ﹤0.01%
17
+13
+325% +$393
DECW icon
472
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
$499 ﹤0.01%
19
+9
+90% +$243
FJUL icon
473
FT Vest US Equity Buffer ETF July
FJUL
$1.26B
$499 ﹤0.01%
+13
New +$511
DECT icon
474
AllianzIM U.S. Equity Buffer10 Dec ETF
DECT
$128M
$498 ﹤0.01%
19
+12
+171% +$326
NOVZ icon
475
TrueShares Structured Outcome November ETF
NOVZ
$2.63B
$490 ﹤0.01%
+15
New +$506
17 18
19
20 21

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.