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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
426
Oneok
OKE
$57.7B
$1.4K ﹤0.01%
+22
New +$1.44K
WBD icon
427
Warner Bros
WBD
$67.9B
$1.38K ﹤0.01%
127
– –
EQC
428
DELISTED
Equity Commonwealth
EQC
$1.38K ﹤0.01%
75
– –
MDU icon
429
MDU Resources
MDU
$4.31B
$1.37K ﹤0.01%
126
– –
FLRN icon
430
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$1.35K ﹤0.01%
44
-129,483
-100% -$3.97M
HYS icon
431
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$1.26K ﹤0.01%
14
– –
CACI icon
432
CACI
CACI
$14.8B
$1.26K ﹤0.01%
4
-4
-50% -$1.34K
MDYG icon
433
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$1.25K ﹤0.01%
18
– –
VNT icon
434
Vontier
VNT
$4.61B
$1.24K ﹤0.01%
40
– –
IBM icon
435
IBM
IBM
$225B
$1.12K ﹤0.01%
8
– –
PLTR icon
436
Palantir
PLTR
$420B
$1.12K ﹤0.01%
+70
New +$1.11K
SNDR icon
437
Schneider National
SNDR
$6.12B
$1.11K ﹤0.01%
40
– –
CHD icon
438
Church & Dwight Co
CHD
$24.4B
$1.1K ﹤0.01%
12
-9
-43% -$862
USHY icon
439
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$1.08K ﹤0.01%
31
– –
JUNW icon
440
AllianzIM U.S. Equity Buffer20 Jun ETF
JUNW
$374M
$1.07K ﹤0.01%
42
+34
+425% +$879
HYLB icon
441
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$1.05K ﹤0.01%
31
– –
LHX icon
442
L3Harris
LHX
$53.3B
$1.04K ﹤0.01%
6
+1
+20% +$184
LOW icon
443
Lowe's Companies
LOW
$124B
$1.04K ﹤0.01%
5
– –
MDYV icon
444
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
$1.04K ﹤0.01%
16
– –
LUV icon
445
Southwest Airlines
LUV
$22.3B
$1.03K ﹤0.01%
38
+4
+12% +$131
HII icon
446
Huntington Ingalls Industries
HII
$12.9B
$1.02K ﹤0.01%
5
-5
-50% -$1.1K
DECZ icon
447
TrueShares Structured Outcome December ETF
DECZ
$37.2M
$1.01K ﹤0.01%
+34
New +$1.04K
VMC icon
448
Vulcan Materials
VMC
$37.3B
$1.01K ﹤0.01%
5
-5
-50% -$1.09K
AXON
449
Axon Enterprise
AXON
$51.7B
$995 ﹤0.01%
5
-5
-50% -$983
FSLR icon
450
First Solar
FSLR
$25.9B
$970 ﹤0.01%
6
-6
-50% -$1.12K
16 17
18
19 20

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.