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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUGW icon
401
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
$119M
$2.06K ﹤0.01%
+85
New +$2.1K
TEX icon
402
Terex
TEX
$7.74B
$2.02K ﹤0.01%
35
-2
-5% -$119
HASI icon
403
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.28B
$1.99K ﹤0.01%
94
– –
DAR icon
404
Darling Ingredients
DAR
$9.84B
$1.98K ﹤0.01%
38
– –
CRSP icon
405
CRISPR Therapeutics
CRSP
$5.23B
$1.91K ﹤0.01%
42
– –
VOD icon
406
Vodafone
VOD
$36.7B
$1.9K ﹤0.01%
200
– –
ZBRA icon
407
Zebra Technologies
ZBRA
$18.1B
$1.89K ﹤0.01%
8
– –
SCHG icon
408
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$1.89K ﹤0.01%
104
– –
CL icon
409
Colgate-Palmolive
CL
$73.6B
$1.85K ﹤0.01%
26
-14
-35% -$1.05K
MFC icon
410
Manulife Financial
MFC
$72.7B
$1.85K ﹤0.01%
101
– –
SIXJ icon
411
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
$149M
$1.72K ﹤0.01%
70
+55
+367% +$1.37K
KMI icon
412
Kinder Morgan
KMI
$70.1B
$1.71K ﹤0.01%
103
-57
-36% -$983
CLF icon
413
Cleveland-Cliffs
CLF
$7.08B
$1.7K ﹤0.01%
109
– –
KTOS icon
414
Kratos Defense & Security Solutions
KTOS
$12B
$1.65K ﹤0.01%
110
– –
DOW icon
415
Dow Inc
DOW
$22.6B
$1.65K ﹤0.01%
32
– –
SONY icon
416
Sony
SONY
$139B
$1.65K ﹤0.01%
100
– –
TAIL icon
417
Cambria Tail Risk ETF
TAIL
$146M
$1.58K ﹤0.01%
122
+95
+352% +$1.26K
STAG icon
418
STAG Industrial
STAG
$7.08B
$1.52K ﹤0.01%
44
-31
-41% -$1.13K
SPEU icon
419
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$1.48K ﹤0.01%
41
-9,871
-100% -$375K
KOMP icon
420
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.82B
$1.47K ﹤0.01%
37
– –
BBY icon
421
Best Buy
BBY
$17.6B
$1.46K ﹤0.01%
21
– –
KHC icon
422
Kraft Heinz
KHC
$29.2B
$1.45K ﹤0.01%
43
– –
EA
423
DELISTED
Electronic Arts
EA
$1.45K ﹤0.01%
12
– –
CLX icon
424
Clorox
CLX
$13.1B
$1.44K ﹤0.01%
11
– –
SHEL icon
425
Shell
SHEL
$250B
$1.42K ﹤0.01%
22
– –
15 16
17
18 19

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ISFAN
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BCM
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AFA
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ECH
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AFS
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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.