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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRX icon
376
Regal Rexnord
RRX
$11.5B
$2.86K ﹤0.01%
20
– –
JULW icon
377
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
$252M
$2.85K ﹤0.01%
97
+71
+273% +$2.12K
CIEN icon
378
Ciena
CIEN
$54.9B
$2.84K ﹤0.01%
60
– –
BFOR icon
379
Barron's 400 ETF
BFOR
$236M
$2.76K ﹤0.01%
196
– –
TEL icon
380
TE Connectivity
TEL
$63.3B
$2.72K ﹤0.01%
22
– –
BWA icon
381
BorgWarner
BWA
$14.2B
$2.71K ﹤0.01%
67
-8,634
-99% -$366K
WBS icon
382
Webster Financial
WBS
$12.8B
$2.7K ﹤0.01%
67
-10
-13% -$425
CPB icon
383
Campbell Soup
CPB
$6.78B
$2.67K ﹤0.01%
65
– –
VFC icon
384
VF Corp
VFC
$5.81B
$2.62K ﹤0.01%
148
+2
+1% +$38
IVE icon
385
iShares S&P 500 Value ETF
IVE
$50B
$2.62K ﹤0.01%
17
– –
GSHD icon
386
Goosehead Insurance
GSHD
$2.32B
$2.46K ﹤0.01%
33
– –
CDNS icon
387
Cadence Design Systems
CDNS
$90.2B
$2.34K ﹤0.01%
10
– –
ALGM icon
388
Allegro MicroSystems
ALGM
$7.93B
$2.3K ﹤0.01%
72
– –
UGI icon
389
UGI
UGI
$7.54B
$2.3K ﹤0.01%
100
– –
SCHX icon
390
Schwab US Large- Cap ETF
SCHX
$74.3B
$2.29K ﹤0.01%
135
+81
+150% +$1.42K
FTNT icon
391
Fortinet
FTNT
$119B
$2.23K ﹤0.01%
38
-5,302
-99% -$351K
PCAR icon
392
PACCAR
PCAR
$69.8B
$2.21K ﹤0.01%
26
– –
AQST icon
393
Aquestive Therapeutics
AQST
$553M
$2.18K ﹤0.01%
1,423
– –
DKS icon
394
Dick's Sporting Goods
DKS
$18.4B
$2.17K ﹤0.01%
20
– –
WFRD icon
395
Weatherford International
WFRD
$6.77B
$2.17K ﹤0.01%
+24
New +$2.03K
PINS icon
396
Pinterest
PINS
$13.4B
$2.16K ﹤0.01%
80
– –
BFX
397
DELISTED
BowFlex Inc.
BFX
$2.16K ﹤0.01%
+2,539
New +$2.51K
PDBC icon
398
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.66B
$2.14K ﹤0.01%
143
-9
-6% -$132
KOIN
399
DELISTED
Capital Link Global Fintech Leaders ETF
KOIN
$2.13K ﹤0.01%
75
– –
SHV icon
400
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$2.1K ﹤0.01%
19
-1,752
-99% -$193K
14 15
16
17 18

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.