We are live on ! Find out more
RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
351
Delta Air Lines
DAL
$59.5B
$4.12K ﹤0.01%
111
– –
TAK icon
352
Takeda Pharmaceutical
TAK
$55.8B
$4.02K ﹤0.01%
260
– –
ORAN
353
DELISTED
Orange
ORAN
$4.02K ﹤0.01%
350
– –
LQD icon
354
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$3.98K ﹤0.01%
39
– –
VPL icon
355
Vanguard FTSE Pacific ETF
VPL
$8.42B
$3.95K ﹤0.01%
59
– –
ETSY icon
356
Etsy
ETSY
$7.29B
$3.94K ﹤0.01%
61
– –
CDW icon
357
CDW
CDW
$16.9B
$3.83K ﹤0.01%
19
– –
MOAT icon
358
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$3.79K ﹤0.01%
50
– –
NKE icon
359
Nike
NKE
$61.3B
$3.63K ﹤0.01%
38
– –
HSY icon
360
Hershey
HSY
$36.6B
$3.6K ﹤0.01%
18
+9
+100% +$2.02K
AMAT icon
361
Applied Materials
AMAT
$417B
$3.6K ﹤0.01%
26
– –
VCLT icon
362
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.74B
$3.58K ﹤0.01%
50
– –
NANR icon
363
State Street SPDR S&P North American Natural Resources ETF
NANR
$811M
$3.55K ﹤0.01%
67
– –
ICE icon
364
Intercontinental Exchange
ICE
$84.9B
$3.52K ﹤0.01%
32
– –
FNCL icon
365
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$3.49K ﹤0.01%
75
– –
DE icon
366
Deere & Co
DE
$167B
$3.4K ﹤0.01%
9
-910
-99% -$375K
AMH icon
367
American Homes 4 Rent
AMH
$12.2B
$3.37K ﹤0.01%
+100
New +$3.59K
REGN icon
368
Regeneron Pharmaceuticals
REGN
$82.1B
$3.29K ﹤0.01%
4
-3
-43% -$2.36K
SPLB icon
369
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$3.27K ﹤0.01%
154
– –
NOK icon
370
Nokia
NOK
$52.7B
$3.26K ﹤0.01%
872
– –
GS icon
371
Goldman Sachs
GS
$301B
$3.24K ﹤0.01%
10
-3
-23% -$1K
BLK icon
372
Blackrock
BLK
$178B
$3.23K ﹤0.01%
5
– –
DJT icon
373
Trump Media & Technology Group
DJT
$2.47B
$3.04K ﹤0.01%
185
-115
-38% -$1.79K
CION icon
374
CION Investment
CION
$372M
$3.01K ﹤0.01%
285
– –
SHYF
375
DELISTED
The Shyft Group
SHYF
$2.99K ﹤0.01%
200
– –
13 14
15
16 17

Similar funds

SFS
Stiles Financial Services Edina, Minnesota $327M AUM 30.84% 1-Year Est. Return
SPFSPD
Sava Pension Fund (Sava Penzisko Drushtvo) Skopje $327M AUM
JHWEPV
J. H. Whitney Equity Partners VI New Canaan, Connecticut $326M AUM
ISFAN
Investor's Fiduciary Advisor Network Snoqualmie, Washington $326M AUM 19.7% 1-Year Est. Return
BCM
Boone Capital Management Atlanta, Georgia $326M AUM 86.31% 1-Year Est. Return
AFA
Alpha Financial Advisors Charlotte, North Carolina $326M AUM 15.49% 1-Year Est. Return
ECH
ER Collective Holdings Washington, District of Columbia $326M AUM
AFS
Aft Forsyth & Sober Valrico, Florida $328M AUM 25.24% 1-Year Est. Return

Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.