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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
326
Thermo Fisher Scientific
TMO
$224B
$7.96K ﹤0.01%
15
-37
-71% -$17.9K
XSD icon
327
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$7.64K ﹤0.01%
34
– –
CSX icon
328
CSX Corp
CSX
$92.8B
$7.59K ﹤0.01%
219
-33
-13% -$1.05K
UL icon
329
Unilever
UL
$134B
$7.47K ﹤0.01%
137
-150
-52% -$8.09K
FTV icon
330
Fortive
FTV
$18.7B
$7.36K ﹤0.01%
133
– –
O icon
331
Realty Income
O
$58.4B
$7.24K ﹤0.01%
126
-34
-21% -$1.78K
IVT icon
332
InvenTrust Properties
IVT
$2.56B
$7.22K ﹤0.01%
285
– –
IAUM icon
333
iShares Gold Trust Micro
IAUM
$6.91B
$6.98K ﹤0.01%
339
-166
-33% -$3.28K
OTIS icon
334
Otis Worldwide
OTIS
$27.8B
$6.98K ﹤0.01%
78
– –
ABT icon
335
Abbott
ABT
$190B
$6.93K ﹤0.01%
63
– –
DOCU
336
DocuSign
DOCU
$11.3B
$6.84K ﹤0.01%
115
– –
WM icon
337
Waste Management
WM
$91.2B
$6.81K ﹤0.01%
38
-7
-16% -$1.17K
NVS icon
338
Novartis
NVS
$294B
$6.56K ﹤0.01%
65
– –
EBAY icon
339
eBay
EBAY
$47.4B
$6.54K ﹤0.01%
150
– –
BILZ icon
340
PIMCO Ultra Short Government Active ETF
BILZ
$1.03B
$6.45K ﹤0.01%
+64
New +$6.44K
BLOK icon
341
Amplify Blockchain Technology ETF
BLOK
$1.05B
$6.14K ﹤0.01%
206
-110
-35% -$2.59K
TRV icon
342
Travelers Companies
TRV
$78.6B
$5.91K ﹤0.01%
31
– –
PAYX icon
343
Paychex
PAYX
$43.1B
$5.84K ﹤0.01%
49
-10
-17% -$1.19K
DKNG icon
344
DraftKings
DKNG
$12.5B
$5.75K ﹤0.01%
163
– –
IVW icon
345
iShares S&P 500 Growth ETF
IVW
$77B
$5.71K ﹤0.01%
76
– –
CEF icon
346
Sprott Physical Gold and Silver Trust
CEF
$8.24B
$5.69K ﹤0.01%
297
– –
NFG icon
347
National Fuel Gas
NFG
$7.78B
$5.27K ﹤0.01%
105
– –
JANW icon
348
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$350M
$5.18K ﹤0.01%
171
+153
+850% +$4.51K
VGK icon
349
Vanguard FTSE Europe ETF
VGK
$31B
$5.16K ﹤0.01%
80
– –
MSCI icon
350
MSCI
MSCI
$40.9B
$5.09K ﹤0.01%
9
– –
12 13
14
15 16

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BCM
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AFA
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ECH
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AFS
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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.