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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
326
eBay
EBAY
$47.2B
$6.61K ﹤0.01%
150
– –
XLB icon
327
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$6.36K ﹤0.01%
162
-700
-81% -$28.7K
XEL icon
328
Xcel Energy
XEL
$48.5B
$6.35K ﹤0.01%
111
+46
+71% +$2.77K
BLOK icon
329
Amplify Blockchain Technology ETF
BLOK
$1.05B
$6.28K ﹤0.01%
316
-45
-12% -$1.03K
OTIS icon
330
Otis Worldwide
OTIS
$27.8B
$6.26K ﹤0.01%
78
-7
-8% -$599
ABT icon
331
Abbott
ABT
$190B
$6.1K ﹤0.01%
63
-125
-66% -$13.1K
NFG icon
332
National Fuel Gas
NFG
$7.82B
$5.45K ﹤0.01%
105
– –
IPAY icon
333
Amplify Mobile Payments ETF
IPAY
$182M
$5.43K ﹤0.01%
139
-45
-24% -$1.9K
KNOP icon
334
KNOT Offshore Partners
KNOP
$364M
$5.36K ﹤0.01%
784
+21
+3% +$119
XLRE icon
335
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$5.21K ﹤0.01%
153
-3,281
-96% -$121K
IVW icon
336
iShares S&P 500 Growth ETF
IVW
$76.9B
$5.2K ﹤0.01%
76
– –
GIS icon
337
General Mills
GIS
$20.2B
$5.18K ﹤0.01%
81
-25
-24% -$1.77K
CEF icon
338
Sprott Physical Gold and Silver Trust
CEF
$8.24B
$5.14K ﹤0.01%
297
– –
TRV icon
339
Travelers Companies
TRV
$78.3B
$5.06K ﹤0.01%
31
-13
-30% -$2.17K
AVAV icon
340
AeroVironment
AVAV
$9.92B
$5.02K ﹤0.01%
45
-1
-2% -$101
GAMR icon
341
Amplify Video Game Tech ETF
GAMR
$40.2M
$5K ﹤0.01%
94
-4
-4% -$232
BFIT
342
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$4.88K ﹤0.01%
233
-10
-4% -$222
DOCU
343
DocuSign
DOCU
$11.3B
$4.83K ﹤0.01%
115
– –
DKNG icon
344
DraftKings
DKNG
$12.6B
$4.8K ﹤0.01%
163
– –
VGK icon
345
Vanguard FTSE Europe ETF
VGK
$31B
$4.63K ﹤0.01%
80
– –
LULU icon
346
lululemon athletica
LULU
$14.3B
$4.63K ﹤0.01%
+12
New +$4.58K
MSCI icon
347
MSCI
MSCI
$40.8B
$4.62K ﹤0.01%
9
-2
-18% -$1.05K
PAWZ icon
348
ProShares Pet Care ETF
PAWZ
$34.1M
$4.61K ﹤0.01%
103
-6
-6% -$298
MRSH
349
Marsh
MRSH
$91.3B
$4.57K ﹤0.01%
24
– –
SCHV
350
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$4.51K ﹤0.01%
210
– –
12 13
14
15 16

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AFA
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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.