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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHP icon
301
Schwab US TIPS ETF
SCHP
$16.2B
$8.53K ﹤0.01%
338
– –
XBI icon
302
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$8.4K ﹤0.01%
115
+55
+92% +$4.39K
MOS icon
303
The Mosaic Company
MOS
$7.41B
$8.19K ﹤0.01%
230
– –
MBB icon
304
iShares MBS ETF
MBB
$39B
$8.17K ﹤0.01%
92
– –
FAN icon
305
First Trust Global Wind Energy ETF
FAN
$279M
$8.15K ﹤0.01%
562
-14
-2% -$227
O icon
306
Realty Income
O
$58.6B
$7.99K ﹤0.01%
160
-7
-4% -$403
VFH icon
307
Vanguard Financials ETF
VFH
$13.8B
$7.95K ﹤0.01%
99
– –
HEAL
308
Global X Funds Global X HealthTech ETF
HEAL
$30.6M
$7.92K ﹤0.01%
288
+15
+5% +$480
XAR icon
309
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.6B
$7.85K ﹤0.01%
70
+29
+71% +$3.47K
PGR icon
310
Progressive
PGR
$124B
$7.8K ﹤0.01%
56
– –
HBI
311
DELISTED
Hanesbrands
HBI
$7.79K ﹤0.01%
1,966
– –
CSX icon
312
CSX Corp
CSX
$92.8B
$7.75K ﹤0.01%
252
-32
-11% -$1.01K
IXUS icon
313
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$7.68K ﹤0.01%
128
– –
DRSK icon
314
Aptus Defined Risk ETF
DRSK
$1.53B
$7.65K ﹤0.01%
328
– –
MU icon
315
Micron Technology
MU
$970B
$7.62K ﹤0.01%
112
– –
TTEK icon
316
Tetra Tech
TTEK
$9.11B
$7.45K ﹤0.01%
245
– –
FTV icon
317
Fortive
FTV
$18.7B
$7.42K ﹤0.01%
133
– –
SIVR icon
318
abrdn Physical Silver Shares ETF
SIVR
$4.48B
$7.29K ﹤0.01%
+343
New +$7.75K
IWC icon
319
iShares Micro-Cap ETF
IWC
$1.49B
$7.01K ﹤0.01%
70
– –
WM icon
320
Waste Management
WM
$91.1B
$6.86K ﹤0.01%
45
+38
+543% +$6.15K
SLF icon
321
Sun Life Financial
SLF
$44.7B
$6.83K ﹤0.01%
+140
New +$7.02K
PAYX icon
322
Paychex
PAYX
$43.1B
$6.8K ﹤0.01%
+59
New +$7.11K
IVT icon
323
InvenTrust Properties
IVT
$2.56B
$6.79K ﹤0.01%
285
– –
XSD icon
324
State Street SPDR S&P Semiconductor ETF
XSD
$2.84B
$6.66K ﹤0.01%
34
+10
+42% +$2.11K
NVS icon
325
Novartis
NVS
$295B
$6.62K ﹤0.01%
65
– –
11 12
13
14 15

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.