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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+1.76%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
+$8.24M
Cap. Flow
+$4.27M
Cap. Flow %
1.42%
Top 10 Hldgs %
39.19%
Holding
330
New
14
Increased
79
Reduced
146
Closed
36

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.65M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.11M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$2.1M
5
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$1.97M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$3.69M
2
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$2.34M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$2.17M
4
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
+$2.09M
5
ROKU icon
Roku
ROKU
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 10.18%
2 Healthcare 5.42%
3 Financials 4.32%
4 Consumer Discretionary 3.55%
5 Communication Services 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
276
Salesforce
CRM
$161B
$1.06K ﹤0.01%
4
-4
-50% -$994
OXY icon
277
Occidental Petroleum
OXY
$59B
$1.03K ﹤0.01%
25
– –
NVO
278
Novo Nordisk
NVO
$208B
$1.02K ﹤0.01%
20
– –
TIP icon
279
iShares TIPS Bond ETF
TIP
$14.7B
$989 ﹤0.01%
9
– –
FLRN icon
280
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$922 ﹤0.01%
30
– –
ARKG icon
281
ARK Genomic Revolution ETF
ARKG
$1.79B
$811 ﹤0.01%
28
-33
-54% -$991
ICVT icon
282
iShares Convertible Bond ETF
ICVT
$7.43B
$788 ﹤0.01%
8
-8
-50% -$804
GRID
283
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.2B
$765 ﹤0.01%
5
-6
-55% -$921
FAN icon
284
First Trust Global Wind Energy ETF
FAN
$279M
$716 ﹤0.01%
35
-45
-56% -$905
CTVA icon
285
Corteva
CTVA
$51.1B
$670 ﹤0.01%
10
– –
AGNG icon
286
Global X Aging Population ETF
AGNG
$89.9M
$610 ﹤0.01%
17
-24
-59% -$843
ITOT icon
287
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$595 ﹤0.01%
4
-18
-82% -$2.66K
HEAL
288
Global X Funds Global X HealthTech ETF
HEAL
$30.7M
$467 ﹤0.01%
16
-24
-60% -$749
SPEU icon
289
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$313 ﹤0.01%
6
-122
-95% -$6.18K
IXUS icon
290
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$169 ﹤0.01%
2
– –
BX icon
291
Blackstone
BX
$118B
$154 ﹤0.01%
1
– –
WBD icon
292
Warner Bros
WBD
$68B
$115 ﹤0.01%
4
– –
BTE icon
293
Baytex Energy
BTE
$3.09B
$23 ﹤0.01%
7
– –
BUZZ icon
294
VanEck Social Sentiment ETF
BUZZ
$98.6M
– –
0
– –
ARE icon
295
Alexandria Real Estate Equities
ARE
$8.32B
– –
-135
Closed -$11.3K
BILZ icon
296
PIMCO Ultra Short Government Active ETF
BILZ
$1.03B
– –
-43
Closed -$4.31K
CHD icon
297
Church & Dwight Co
CHD
$24.4B
– –
-12
Closed -$1.05K
CMCSA icon
298
Comcast
CMCSA
$90.8B
– –
-101
Closed -$3.17K
DECW icon
299
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
– –
-221
Closed -$7.29K
DECZ icon
300
TrueShares Structured Outcome December ETF
DECZ
$37.3M
– –
-45
Closed -$1.83K
10 11
12
13 14

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Richard W. Paul & Associates's Q4 2025 Portfolio in Review

As of Q4 2025, Richard W. Paul & Associates held 330 positions worth $301M, up 2.8% from $293M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Richard W. Paul & Associates's Q4 2025 filing shows 14 new, 79 increased, 146 reduced and 36 closed positions. Its largest new stake was FT Vest Fund of Deep Buffer ETFs: 75,144 shares worth $2.12M. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $3.69M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Financials.

  • Richard W. Paul & Associates's largest Q4 2025 buy was FT Vest Fund of Deep Buffer ETFs: 75,144 shares worth $2.12M.
  • Richard W. Paul & Associates added most to Vanguard International High Dividend Yield ETF in Q4 2025, an estimated $2.76M increase.
  • Richard W. Paul & Associates's biggest Q4 2025 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $3.69M.
  • Richard W. Paul & Associates fully exited JPMorgan Nasdaq Equity Premium Income ETF in Q4 2025, selling an estimated $2.34M.
  • Richard W. Paul & Associates's ten largest holdings make up 39% of its $301M portfolio in Q4 2025.
  • Richard W. Paul & Associates opened 14 new positions and closed 36 in Q4 2025.
  • Richard W. Paul & Associates's portfolio value rose 2.8% quarter-over-quarter to $301M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2025, filed 12 Feb 2026.