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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
276
Truist Financial
TFC
$63.9B
$13.1K 0.01%
457
-24
-5% -$738
BG icon
277
Bunge Global
BG
$21.5B
$13K 0.01%
120
– –
IFLN
278
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$12.6K 0.01%
736
– –
BDX icon
279
Becton Dickinson
BDX
$49.3B
$12.4K 0.01%
48
– –
MDT icon
280
Medtronic
MDT
$115B
$12.3K 0.01%
157
+11
+8% +$921
GILD icon
281
Gilead Sciences
GILD
$169B
$11.5K 0.01%
154
-9
-6% -$692
DRLL icon
282
Strive US Energy ETF
DRLL
$302M
$11.4K 0.01%
378
– –
CM icon
283
Canadian Imperial Bank of Commerce
CM
$109B
$11.2K 0.01%
290
-20
-6% -$826
AMCR icon
284
Amcor
AMCR
$21.8B
$11.2K 0.01%
244
-10
-4% -$482
SPAB icon
285
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
$11.1K 0.01%
457
-264
-37% -$6.58K
NVO
286
Novo Nordisk
NVO
$206B
$10.9K 0.01%
120
– –
MRVL icon
287
Marvell Technology
MRVL
$188B
$10.8K 0.01%
200
-650
-76% -$38.4K
C icon
288
Citigroup
C
$228B
$10.3K ﹤0.01%
251
– –
GRID
289
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.2B
$10.2K ﹤0.01%
108
-7
-6% -$707
ORLY icon
290
O'Reilly Automotive
ORLY
$75B
$10K ﹤0.01%
165
-45
-21% -$2.82K
AGNG icon
291
Global X Aging Population ETF
AGNG
$89.9M
$9.76K ﹤0.01%
375
-19
-5% -$518
CARR icon
292
Carrier Global
CARR
$52.1B
$9.49K ﹤0.01%
172
– –
GM icon
293
General Motors
GM
$78.6B
$9.46K ﹤0.01%
287
-24,983
-99% -$888K
IAUM icon
294
iShares Gold Trust Micro
IAUM
$6.91B
$9.32K ﹤0.01%
505
-50
-9% -$962
CAG icon
295
Conagra Brands
CAG
$7.16B
$9.27K ﹤0.01%
338
-18
-5% -$555
RNG icon
296
RingCentral
RNG
$5.31B
$9.13K ﹤0.01%
308
-6
-2% -$199
PPL
297
PPL Corp
PPL
$26.5B
$8.98K ﹤0.01%
381
-65
-15% -$1.68K
CVS icon
298
CVS Health
CVS
$120B
$8.94K ﹤0.01%
128
– –
BABA icon
299
Alibaba
BABA
$308B
$8.67K ﹤0.01%
100
– –
CI icon
300
Cigna
CI
$72B
$8.58K ﹤0.01%
30
-4
-12% -$1.14K
10 11
12
13 14

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BCM
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AFA
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ECH
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AFS
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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.