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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBC icon
251
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$18.4K 0.01%
736
– –
WOR icon
252
Worthington Enterprises
WOR
$2.79B
$17.8K 0.01%
467
– –
PNC icon
253
PNC Financial Services
PNC
$101B
$17.4K 0.01%
142
-14
-9% -$1.76K
VBK icon
254
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
$17.1K 0.01%
80
– –
XLU icon
255
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$17K 0.01%
576
-48
-8% -$1.55K
CCI icon
256
Crown Castle
CCI
$31.4B
$16.9K 0.01%
184
-7
-4% -$725
AEP icon
257
American Electric Power
AEP
$67.2B
$16.9K 0.01%
225
-17
-7% -$1.38K
TRP icon
258
TC Energy
TRP
$66.7B
$16.8K 0.01%
489
-49
-9% -$1.8K
SGOL icon
259
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$16.8K 0.01%
+950
New +$17.5K
USB icon
260
US Bancorp
USB
$100B
$16.5K 0.01%
500
+20
+4% +$729
XLE icon
261
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$16.3K 0.01%
360
-1,144
-76% -$50.1K
LIT icon
262
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$16.1K 0.01%
291
-5
-2% -$305
UL icon
263
Unilever
UL
$134B
$16K 0.01%
287
-35
-11% -$2.02K
HON icon
264
Honeywell
HON
$73.4B
$15.9K 0.01%
91
– –
FTEC icon
265
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$15.4K 0.01%
125
– –
SJM icon
266
J.M. Smucker
SJM
$12.6B
$15.4K 0.01%
125
– –
PKST
267
DELISTED
Peakstone Realty Trust
PKST
$15K 0.01%
901
– –
B
268
Barrick Mining
B
$67.5B
$14.6K 0.01%
1,000
– –
BTI icon
269
British American Tobacco
BTI
$122B
$14.5K 0.01%
460
-31
-6% -$1.02K
HBAN icon
270
Huntington Bancshares
HBAN
$35.9B
$14.4K 0.01%
1,381
-60
-4% -$673
GT icon
271
Goodyear
GT
$1.77B
$14K 0.01%
1,128
– –
ETR icon
272
Entergy
ETR
$49.7B
$13.8K 0.01%
298
+60
+25% +$2.93K
PAG icon
273
Penske Automotive Group
PAG
$14.3B
$13.4K 0.01%
80
– –
VBR icon
274
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$13.2K 0.01%
83
– –
IBUY icon
275
Amplify Online Retail ETF
IBUY
$125M
$13.2K 0.01%
298
-78
-21% -$3.74K
9 10
11
12 13

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BCM
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AFA
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ECH
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AFS
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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.