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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+11.51%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$19.5M
Cap. Flow
-$2.54M
Cap. Flow %
-1.07%
Top 10 Hldgs %
33.19%
Holding
546
New
36
Increased
89
Reduced
202
Closed
44

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.48M
2
BABA icon
Alibaba
BABA
+$1.07M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$988K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$983K
5
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$660K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.03M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$957K
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$872K
5
ULTA icon
Ulta Beauty
ULTA
+$379K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Healthcare 4.51%
3 Consumer Discretionary 4.19%
4 Financials 4.16%
5 Communication Services 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
226
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
$35.4K 0.01%
339
-7
-2% -$664
QCLN icon
227
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$34.7K 0.01%
823
-253
-24% -$9.6K
FTS icon
228
Fortis
FTS
$28.6B
$31.6K 0.01%
769
– –
IHAK icon
229
iShares Cybersecurity and Tech ETF
IHAK
$1.12B
$30K 0.01%
+660
New +$26.8K
TTE icon
230
TotalEnergies
TTE
$196B
$29.7K 0.01%
441
-100
-18% -$6.67K
ARKG icon
231
ARK Genomic Revolution ETF
ARKG
$1.79B
$29.5K 0.01%
898
-29
-3% -$789
MET icon
232
MetLife
MET
$61.5B
$28.3K 0.01%
428
– –
FSIG icon
233
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.52B
$28.2K 0.01%
1,489
+9
+0.6% +$167
ETN icon
234
Eaton
ETN
$179B
$27.9K 0.01%
116
– –
DIA icon
235
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$27.9K 0.01%
74
– –
VYM icon
236
Vanguard High Dividend Yield ETF
VYM
$83.8B
$27.2K 0.01%
244
– –
SJNK icon
237
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$27.2K 0.01%
1,083
-7,281
-87% -$179K
AWK icon
238
American Water Works
AWK
$26.5B
$27.1K 0.01%
205
– –
ITOT icon
239
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$26.9K 0.01%
255
+12
+5% +$1.18K
DEED icon
240
First Trust Securitized Plus ETF
DEED
$64.4M
$26.7K 0.01%
1,258
-283
-18% -$5.71K
CTRA
241
DELISTED
Coterra Energy
CTRA
$24.2K 0.01%
+950
New +$25.4K
WPC icon
242
W.P. Carey
WPC
$16B
$24K 0.01%
370
-8
-2% -$461
DIS icon
243
Walt Disney
DIS
$179B
$23.9K 0.01%
265
– –
IGM icon
244
iShares Expanded Tech Sector ETF
IGM
$10.8B
$23.8K 0.01%
318
– –
NGG icon
245
National Grid
NGG
$80.5B
$23.7K 0.01%
369
-23
-6% -$1.37K
DUK icon
246
Duke Energy
DUK
$95B
$23.5K 0.01%
242
-54
-18% -$4.91K
NXTG icon
247
First Trust Indxx NextG ETF
NXTG
$564M
$21.6K 0.01%
282
-80
-22% -$5.65K
WMB icon
248
Williams Companies
WMB
$88.3B
$21.3K 0.01%
611
-140
-19% -$4.91K
ENB icon
249
Enbridge
ENB
$113B
$21.2K 0.01%
589
-130
-18% -$4.38K
DAL icon
250
Delta Air Lines
DAL
$59.2B
$20.9K 0.01%
520
+409
+368% +$14.8K
8 9
10
11 12

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Richard W. Paul & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Richard W. Paul & Associates held 546 positions worth $238M, up 8.9% from $219M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Richard W. Paul & Associates's Q4 2023 filing shows 36 new, 89 increased, 202 reduced and 44 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $4.03M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Richard W. Paul & Associates's largest Q4 2023 buy was Vanguard International High Dividend Yield ETF: 10,497 shares worth $698K.
  • Richard W. Paul & Associates added most to iShares Core S&P Small-Cap ETF in Q4 2023, an estimated $1.48M increase.
  • Richard W. Paul & Associates's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $4.03M.
  • Richard W. Paul & Associates fully exited Elevance Health in Q4 2023, selling an estimated $279K.
  • Richard W. Paul & Associates's ten largest holdings make up 33% of its $238M portfolio in Q4 2023.
  • Richard W. Paul & Associates opened 36 new positions and closed 44 in Q4 2023.
  • Richard W. Paul & Associates's portfolio value rose 8.9% quarter-over-quarter to $238M.

Based on Richard W. Paul & Associates's 13F filing for Q4 2023, filed 23 Jan 2024.