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RWPA

Richard W. Paul & Associates Portfolio holdings

AUM $327M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+21.99%
3 Year Est. Return
+65.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$10.9M
Cap. Flow
-$2.31M
Cap. Flow %
-1.06%
Top 10 Hldgs %
34.3%
Holding
571
New
25
Increased
117
Reduced
203
Closed
59

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.36M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.69M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.83M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.61M
5
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Healthcare 4.93%
3 Communication Services 3.66%
4 Financials 3.61%
5 Consumer Discretionary 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
226
MetLife
MET
$61.8B
$26.9K 0.01%
428
+4
+0.9% +$249
TMO icon
227
Thermo Fisher Scientific
TMO
$224B
$26.3K 0.01%
52
-4
-7% -$2.13K
DUK icon
228
Duke Energy
DUK
$96.1B
$26.1K 0.01%
296
-23
-7% -$2.11K
ARKG icon
229
ARK Genomic Revolution ETF
ARKG
$1.79B
$25.8K 0.01%
927
-77
-8% -$2.52K
AWK icon
230
American Water Works
AWK
$27B
$25.4K 0.01%
205
– –
WMB icon
231
Williams Companies
WMB
$88.3B
$25.3K 0.01%
751
-30
-4% -$1.02K
VYM icon
232
Vanguard High Dividend Yield ETF
VYM
$83.8B
$25.2K 0.01%
244
– –
DIA icon
233
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$24.8K 0.01%
74
– –
ETN icon
234
Eaton
ETN
$178B
$24.7K 0.01%
116
-7
-6% -$1.51K
NXTG icon
235
First Trust Indxx NextG ETF
NXTG
$560M
$24.6K 0.01%
362
-20
-5% -$1.41K
LYB icon
236
LyondellBasell Industries
LYB
$20.7B
$24.2K 0.01%
256
-17
-6% -$1.63K
ENB icon
237
Enbridge
ENB
$113B
$23.9K 0.01%
719
-69
-9% -$2.45K
DTCR icon
238
Global X Data Center & Digital Infrastructure ETF
DTCR
$2.13B
$23K 0.01%
1,810
-70
-4% -$936
SNY icon
239
Sanofi
SNY
$105B
$23K 0.01%
428
-21
-5% -$1.12K
ITOT icon
240
iShares Core S&P Total US Stock Market ETF
ITOT
$97.6B
$22.9K 0.01%
243
+12
+5% +$1.18K
FIW icon
241
First Trust Water ETF
FIW
$1.94B
$22.6K 0.01%
273
-14
-5% -$1.23K
NGG icon
242
National Grid
NGG
$80.9B
$22.4K 0.01%
392
-14
-3% -$846
BCE icon
243
BCE
BCE
$21.8B
$22.2K 0.01%
581
-54
-9% -$2.27K
DIS icon
244
Walt Disney
DIS
$178B
$21.5K 0.01%
265
– –
IGM icon
245
iShares Expanded Tech Sector ETF
IGM
$10.7B
$20.3K 0.01%
318
– –
CVX icon
246
Chevron
CVX
$385B
$20.2K 0.01%
120
+27
+29% +$4.36K
WPC icon
247
W.P. Carey
WPC
$16B
$20K 0.01%
378
-911
-71% -$58.4K
MRO
248
DELISTED
Marathon Oil Corporation
MRO
$19.3K 0.01%
723
+2
+0.3% +$52
D icon
249
Dominion Energy
D
$59.7B
$19.3K 0.01%
433
-3
-0.7% -$149
FTGC icon
250
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.08B
$19.3K 0.01%
805
-57
-7% -$1.38K
8 9
10
11 12

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Richard W. Paul & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard W. Paul & Associates held 571 positions worth $219M, down 4.8% from $230M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Richard W. Paul & Associates's Q3 2023 filing shows 25 new, 117 increased, 203 reduced and 59 closed positions. Its largest new stake was Enviva Inc.: 42,992 shares worth $321K. The largest sale was Invesco QQQ Trust, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Communication Services.

  • Richard W. Paul & Associates's largest Q3 2023 buy was Enviva Inc.: 42,992 shares worth $321K.
  • Richard W. Paul & Associates added most to iShares 20+ Year Treasury Bond ETF in Q3 2023, an estimated $8.36M increase.
  • Richard W. Paul & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $4.61M.
  • Richard W. Paul & Associates fully exited Janus Henderson AAA CLO ETF in Q3 2023, selling an estimated $4.06M.
  • Richard W. Paul & Associates's ten largest holdings make up 34% of its $219M portfolio in Q3 2023.
  • Richard W. Paul & Associates opened 25 new positions and closed 59 in Q3 2023.
  • Richard W. Paul & Associates's portfolio value fell 4.8% quarter-over-quarter to $219M.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.